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腋窝清扫与未清扫对乳腺癌伴前哨淋巴结微转移患者的影响(IBCSG 23-01):一项随机、对照、3 期临床试验的 10 年随访结果。

Axillary dissection versus no axillary dissection in patients with breast cancer and sentinel-node micrometastases (IBCSG 23-01): 10-year follow-up of a randomised, controlled phase 3 trial.

机构信息

Division of Senology, IEO, European Institute of Oncology IRCCS, Milan, Italy.

IBCSG Statistical Center and Department of Mathematics and Statistics, University of Vermont, Burlington, VT, USA.

出版信息

Lancet Oncol. 2018 Oct;19(10):1385-1393. doi: 10.1016/S1470-2045(18)30380-2. Epub 2018 Sep 5.

DOI:10.1016/S1470-2045(18)30380-2
PMID:30196031
Abstract

BACKGROUND

We previously reported the 5-year results of the phase 3 IBCSG 23-01 trial comparing disease-free survival in patients with breast cancer with one or more micrometastatic (≤2 mm) sentinel nodes randomly assigned to either axillary dissection or no axillary dissection. The results showed no difference in disease-free survival between the groups and showed non-inferiority of no axillary dissection relative to axillary dissection. The current analysis presents the results of the study after a median follow-up of 9·7 years (IQR 7·8-12·7).

METHODS

In this multicentre, randomised, controlled, open-label, non-inferiority, phase 3 trial, participants were recruited from 27 hospitals and cancer centres in nine countries. Eligible women could be of any age with clinical, mammographic, ultrasonographic, or pathological diagnosis of breast cancer with largest lesion diameter of 5 cm or smaller, and one or more metastatic sentinel nodes, all of which were 2 mm or smaller and with no extracapsular extension. Patients were randomly assigned (1:1) before surgery (mastectomy or breast-conserving surgery) to no axillary dissection or axillary dissection using permuted blocks generated by a web-based congruence algorithm, with stratification by centre and menopausal status. The protocol-specified primary endpoint was disease-free survival, analysed in the intention-to-treat population (as randomly assigned). Safety was assessed in all randomly assigned patients who received their allocated treatment (as treated). We did a one-sided test for non-inferiority of no axillary dissection by comparing the observed hazard ratios (HRs) for disease-free survival with a margin of 1·25. This 10-year follow-up analysis was not prespecified in the trial's protocol and thus was not adjusted for multiple, sequential testing. This trial is registered with ClinicalTrials.gov, number NCT00072293.

FINDINGS

Between April 1, 2001, and Feb 8, 2010, 6681 patients were screened and 934 randomly assigned to no axillary dissection (n=469) or axillary dissection (n=465). Three patients were ineligible and were excluded from the trial after randomisation. Disease-free survival at 10 years was 76·8% (95% CI 72·5-81·0) in the no axillary dissection group, compared with 74·9% (70·5-79·3) in the axillary dissection group (HR 0·85, 95% CI 0·65-1·11; log-rank p=0·24; p=0·0024 for non-inferiority). Long-term surgical complications included lymphoedema of any grade in 16 (4%) of 453 patients in the no axillary dissection group and 60 (13%) of 447 in the axillary dissection group, sensory neuropathy of any grade in 57 (13%) in the no axillary dissection group versus 85 (19%) in the axillary dissection group, and motor neuropathy of any grade (14 [3%] in the no axillary dissection group vs 40 [9%] in the axillary dissection group). One serious adverse event (postoperative infection and inflamed axilla requiring hospital admission) was attributed to axillary dissection; the event resolved without sequelae.

INTERPRETATION

The findings of the IBCSG 23-01 trial after a median follow-up of 9·7 years (IQR 7·8-12·7) corroborate those obtained at 5 years and are consistent with those of the 10-year follow-up analysis of the Z0011 trial. Together, these findings support the current practice of not doing an axillary dissection when the tumour burden in the sentinel nodes is minimal or moderate in patients with early breast cancer.

FUNDING

International Breast Cancer Study Group.

摘要

背景

我们之前报告了 IBCSG 23-01 三期临床试验的 5 年结果,该试验比较了患有乳腺癌且有一个或多个微转移(≤2 毫米)前哨淋巴结的患者的无病生存率,这些患者被随机分配至接受腋窝清扫或不接受腋窝清扫。结果显示两组之间无病生存率无差异,且不进行腋窝清扫与腋窝清扫相比具有非劣效性。目前的分析提供了中位随访 9.7 年(IQR 7.8-12.7)后研究的结果。

方法

在这项多中心、随机、对照、开放性、非劣效性、三期临床试验中,参与者来自 9 个国家的 27 家医院和癌症中心。符合条件的女性可以是任何年龄,有临床、乳房 X 线照相术、超声或病理诊断的乳腺癌,最大病变直径为 5 厘米或更小,且有一个或多个转移前哨淋巴结,所有淋巴结均为 2 毫米或更小,且无囊外扩展。患者在手术(乳房切除术或保乳手术)前随机(1:1)分配至不进行腋窝清扫或使用基于网络的一致性算法生成的随机块进行腋窝清扫,分层因素为中心和绝经状态。方案规定的主要终点是无病生存率,在按意向治疗人群(随机分配)中进行分析。安全性在所有接受分配治疗(按治疗分配)的随机分配患者中进行评估。我们通过比较无病生存率的观察危险比(HR)与 1.25 的边缘进行单侧非劣效性检验。本 10 年随访分析在试验方案中未预先设定,因此未进行多次、连续测试的调整。该试验在 ClinicalTrials.gov 注册,编号为 NCT00072293。

结果

在 2001 年 4 月 1 日至 2020 年 2 月 8 日期间,共筛选了 6681 名患者,934 名随机分配至不进行腋窝清扫(n=469)或腋窝清扫(n=465)。3 名患者不符合条件,在随机分组后被排除在试验之外。无病生存率在 10 年时为无腋窝清扫组 76.8%(95%CI 72.5-81.0),腋窝清扫组为 74.9%(70.5-79.3)(HR 0.85,95%CI 0.65-1.11;对数秩检验 p=0.24;p=0.0024 为非劣效性)。长期手术并发症包括无腋窝清扫组 453 名患者中有 16 名(4%)发生任何等级的淋巴水肿,腋窝清扫组 447 名患者中有 60 名(13%);无腋窝清扫组 57 名(13%)发生任何等级的感觉神经病变,腋窝清扫组 85 名(19%);任何等级的运动神经病变(无腋窝清扫组 14 名[3%],腋窝清扫组 40 名[9%])。1 例严重不良事件(术后感染和腋窝发炎需要住院治疗)归因于腋窝清扫;该事件无后遗症痊愈。

解释

在中位随访 9.7 年(IQR 7.8-12.7)后,IBCSG 23-01 试验的结果与 5 年时的结果相符,与 Z0011 试验的 10 年随访分析结果一致。这些发现共同支持了当前在早期乳腺癌患者中,当前哨淋巴结的肿瘤负担为轻度或中度时,不进行腋窝清扫的做法。

资金来源

国际乳腺癌研究组。

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