Turner Sheila, Bull Abby, Chinnery Fay, Hinks Jeremy, Mcardle Nicola, Moran Rebecca, Payne Helen, Woodford Guegan Eleanor, Worswick Louise, Wyatt Jeremy C
National Institute for Health Research, Evaluation, Trials and Studies Coordinating Centre (NETSCC), University of Southampton, Southampton, UK.
Wessex Institute, University of Southampton, Southampton, UK.
BMJ Open. 2018 Dec 14;8(12):e022548. doi: 10.1136/bmjopen-2018-022548.
Innovations resulting from research have both national and global impact, so selecting the most promising research studies to fund is crucial. Peer review of research funding applications is part of the selection process, and requires considerable resources. This study aimed to elicit stakeholder opinions about which factors contribute to and influence effective peer review of funding applications to the UK National Institute for Health Research (NIHR), and to identify possible minor improvements to current processes and any major changes or potential innovations to achieve a more efficient peer review process.
Qualitative interviews with 30 stakeholders involved in the peer review process.
Participants were drawn from three NIHR coordinating centres and represented four types of stakeholders: board members with responsibility for making funding decisions, applicants, external peer reviewers and NIHR staff.
All interviews were conducted by telephone apart from three that were face to face with NIHR staff. Data were analysed using a thematic template method.
The responses from NIHR staff, board members and reviewers differed from those received from applicants. The first three groups focused on how well the process of peer review did or did not function. The applicants mentioned these points but in addition often reflected on how their personal application was assessed. Process improvements suggested included: developing a more proportionate review process; providing greater guidance, feedback, training, acknowledgement or incentives for peer reviewers; reducing the time commitment and amount of paperwork; and asking reviewers to comment on the importance, strengths and weaknesses of applications and flaws which are potentially 'fixable'.
Overall, participants were supportive of the need for peer review in evaluating applications for research funding. This study revealed which parts of the process are working well and are valued, and barriers, difficulties and potential areas for improvement and development.
研究产生的创新成果具有国内和全球影响力,因此选择最具前景的研究项目进行资助至关重要。对研究资助申请进行同行评审是选拔过程的一部分,需要大量资源。本研究旨在征求利益相关者对哪些因素有助于并影响对英国国家卫生研究院(NIHR)资助申请进行有效同行评审的意见,并确定对当前流程可能进行的小改进以及任何重大变革或潜在创新,以实现更高效的同行评审流程。
对30名参与同行评审过程的利益相关者进行定性访谈。
参与者来自NIHR的三个协调中心,代表四类利益相关者:负责做出资助决策的董事会成员、申请人、外部同行评审员和NIHR工作人员。
除了与NIHR工作人员进行的三次面对面访谈外,所有访谈均通过电话进行。使用主题模板法对数据进行分析。
NIHR工作人员、董事会成员和评审员的回答与申请人的回答不同。前三组关注同行评审过程的运作情况。申请人提到了这些要点,但此外还经常反思他们的个人申请是如何被评估的。建议的流程改进包括:制定更适度的评审流程;为同行评审员提供更多指导、反馈、培训、认可或激励;减少时间投入和文书工作量;要求评审员对申请的重要性、优点和缺点以及可能“可修复”的缺陷发表评论。
总体而言,参与者支持在评估研究资助申请时进行同行评审的必要性。本研究揭示了该过程中哪些部分运作良好且受到重视,以及障碍、困难和潜在的改进与发展领域。