Brooks D R, O'Grady R T
Acta Biotheor. 1986;35(1-2):77-106. doi: 10.1007/BF00118368.
Proponents of two axioms of biological evolutionary theory have attempted to find justification by reference to nonequilibrium thermodynamics. One states that biological systems and their evolutionary diversification are physically improbable states and transitions, resulting from a selective process; the other asserts that there is an historically constrained inherent directionality in evolutionary dynamics, independent of natural selection, which exerts a self-organizing influence. The first, the Axiom of Improbability, is shown to be nonhistorical and thus, for a theory of change through time, acausal. Its perception of the improbability of living states is at least partially an artifact of closed system thinking. The second, the Axiom of Historically Determined Inherent Directionality, is supported evidentially and has an explicit historical component. Historically constrained dynamic populations are inherently nonequilibrium systems. It is argued that living, evolving systems, when considered to be historically constrained nonequilibrium systems, do not appear improbable at all. Thus, the two axioms are not compatible. Instead, the Axiom of Improbability is considered to result from an unjustified attempt to extend the contingent proximal actions of natural selection into the area of historical, causal explanations. It is thus denied axiomatic status, and the effects of natural selection are subsumed as an additional level of constraint in an evolutionary theory derived from the Axiom of Historically Determined Inherent Directionality.
生物进化理论的两条公理的支持者试图通过参考非平衡态热力学来寻找依据。一条公理指出,生物系统及其进化多样化是物理上不太可能出现的状态和转变,是由一个选择过程导致的;另一条公理断言,在进化动力学中存在一种受历史限制的内在方向性,它独立于自然选择,具有自组织影响。第一条公理,即不可能性公理,被证明是非历史性的,因此,对于一个关于随时间变化的理论来说,它是无因果关系的。它对生命状态不可能性的认识至少部分是封闭系统思维的产物。第二条公理,即历史决定的内在方向性公理,有证据支持,并且有明确的历史成分。受历史限制的动态种群本质上是非平衡系统。有人认为,当把有生命的、不断进化的系统看作是受历史限制的非平衡系统时,它们根本就不显得不太可能出现。因此,这两条公理是不相容的。相反,不可能性公理被认为是一种不合理的尝试,即把自然选择偶然的近端作用扩展到历史因果解释的领域。因此,它被剥夺了公理地位,并且在从历史决定的内在方向性公理推导出来的进化理论中,自然选择的作用被归入作为一种额外的限制层面。