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《自然中的文化:矛盾的人类社会行为及其在大规模社会中的文化延伸的家族根源》。人类与文化行为学的一项贡献

Culture by Nature. Familial roots of ambivalent human social behavior and its cultural extensions in large-scale societies. A contribution of Human and Cultural Ethology.

作者信息

Sütterlin Christa

机构信息

Human Ethology group, Max Planck Institute for Ornithology, Eberhard-Gwinner-Str. 11, 82319 Seewiesen, Germany.

出版信息

Anthropol Anz. 2019 Sep 1;76(3):195-210. doi: 10.1127/anthranz/2019/0883.

Abstract

Since Hobbes' dictum of "homo homini lupus" in 17 century the tenor in European philosophy was the one of human nature in need of strong external rules to restrain from mutual aggression, inter-personal and inter-group. Behavioral measures and rules limiting a presumably aggressive human nature were perceived as purely moral and cultural. Evolutionary theory in the 19 century seemed to confirm the notion of a self-interested individual, at least in parts. By contrast, new models of cooperation later on modified the concept of a selfish human nature. Under conditions of reciprocity, immediate or delayed, cooperative behaviors tend to function better than egoistic ones. According to Human Ethology, comparable conditions are found in the first nuclear small group that is the extended family. Kin-based societies hence shape the original form of sociability. The key for understanding the ambivalence of pro-social and asocial behaviors, trust and mistrust, is the evolution of parental care and individual bonding. With parental care friendly dispositions and signals came into being, already in vertebrate sociability, but the differentiation of "we and the others" as well. The appetence to bond is opposed by dispositions of mistrust that tend to keep a distance and defend primary resources. Hence, small-group sociability could be handled quite well. Rituals of appeasement and the leveling of dominance were cultural means that evolved to nurture group cohesion. As for the rise of Neolithic larger groups of heterogeneous populations living together, new cultural rules had to arise. This process includes forms of customs, of religion, monuments and sacred objects. We may observe comparable phenomena in traditional cultures that exist today. The construction of group identity depends on myths that explain the group's identity by means of the cultural creation of common ancestors. The earlier kinship-relations of group members are extended to become culturally co-defined relations. Materially, these myths are made manifest by sacred objects. Through such symbols, the group communicates its "identity". The small-group ethos is thereby transferred to a larger group. On another level, artifacts and monuments that derive their expression from the repertoire of ritual "hostility displays" are used to secure the group's territory. Both forms of symbolic practice serve to maintain group identity internally by binding through common descent and externally by territorial demarcation through agonistic symbols.

摘要

自17世纪霍布斯提出“人对人是狼”这一格言以来,欧洲哲学的主旨一直是,人性需要强大的外部规则来抑制人际和群体间的相互攻击。限制假定具有攻击性的人性的行为措施和规则被视为纯粹的道德和文化范畴。19世纪的进化论似乎至少在一定程度上证实了自利个体的观念。相比之下,后来的新合作模式修正了自私人性的概念。在即时或延迟互惠的条件下,合作行为往往比利己行为更有效。根据人类行为学,在第一个核心小群体即大家庭中可以发现类似的条件。基于亲属关系的社会因此塑造了社交性的原始形式。理解亲社会和反社会行为、信任和不信任的矛盾心理的关键在于亲代抚育和个体联结的进化。在脊椎动物的社交性中,伴随着亲代抚育,友好的性情和信号已然出现,但“我们和他人”的区分也随之产生。建立联结的欲望与不信任的性情相对立,后者倾向于保持距离并捍卫主要资源。因此,小群体社交性能够得到较好的处理。安抚仪式和支配地位的缓和是为促进群体凝聚力而演化出的文化手段。至于新石器时代不同人口组成的更大群体共同生活的兴起,新的文化规则必须应运而生。这个过程包括习俗、宗教、纪念碑和神圣物品等形式。我们可以在当今存在的传统文化中观察到类似现象。群体认同的构建依赖于神话,这些神话通过文化创造共同祖先来解释群体的身份。群体成员早期的亲属关系被扩展,成为文化上共同界定的关系。在物质层面,这些神话通过神圣物品得以彰显。通过这些符号,群体传达其“身份”。小群体的精神特质由此被传递到更大的群体。在另一个层面上,从仪式性“敌对展示”的全部内容中衍生出其表达方式的人工制品和纪念碑,被用来保卫群体的领地。这两种象征实践形式都通过共同血统的纽带在内部维护群体认同,并通过具有竞争性的符号进行领土划分在外部维护群体认同。

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