Ohman J C
Am J Phys Anthropol. 1986 Jun;70(2):209-29. doi: 10.1002/ajpa.1330700208.
Homo sapiens is unique among extant hominoids in displaying a univertebral articular pattern for the first rib; that is, the head of the first rib articulates only with the body of the first thoracic vertebra. All other hominoids, indeed virtually all other mammals, display a bivertebral pattern; that is, the head of the first rib articulates with the bodies of both the seventh cervical and the first thoracic vertebrae, as well as the intervening disk. Two fossil hominid partial first ribs, A.L. 288-lax and A.L. 333-118, show that the univertebral pattern was fully established in the hominid lineage by the appearance of Australopithecus afarensis. Four hypotheses, based in functional anatomy, can be postulated for the evolution of the univertebral pattern: (1), it increases the volume (via increased length) of the neck, which could, in turn, compensate for the functional loss of the laryngeal sac systems in hominid vocalization; (2), it is a consequence of the more barrel-shaped thorax in hominids; (3), it is a consequence of functional modifications in the hominid shoulder girdle; and/or (4), it is a consequence of modifications in hominid first rib motion while breathing in an upright stance. Fossil evidence supports all but the first hypothesis, and most strongly supports the third. However, evidence for the first hypothesis does suggest that the evolution of descent of the upper respiratory system in the hominid lineage may have been permitted by the presence of the univertebral pattern, while the reverse is probably not true. Furthermore, fossil evidence for the third hypothesis shows that, by the appearance of A. afarensis, the hominid upper limb had been freed from locomotor constraints, which concomitantly confirms full adaptation to upright posture. Thus, because of their potential relationship with upright posture, the two remaining hypotheses (i.e., "thoracic shape" and "first rib movement during breathing") also have support from the fossil evidence.
在现存的类人猿中,智人在第一肋骨的关节模式上独具特色,即第一肋骨的头部仅与第一胸椎的椎体相连。所有其他类人猿,实际上几乎所有其他哺乳动物,都呈现双椎体模式,也就是说,第一肋骨的头部与第七颈椎和第一胸椎的椎体以及其间的椎间盘相连。两块人类化石的部分第一肋骨,即A.L. 288 - lax和A.L. 333 - 118,表明在阿法南方古猿出现时,单椎体模式在人类谱系中已完全确立。基于功能解剖学,可以提出关于单椎体模式进化的四种假说:(1)它增加了颈部的容积(通过增加长度),这反过来可以弥补人类发声中喉囊系统的功能丧失;(2)它是人类胸廓更呈桶状的结果;(3)它是人类肩带功能改变的结果;和/或(4)它是人类在直立姿势呼吸时第一肋骨运动改变的结果。化石证据支持除第一个假说外的所有假说,并且最有力地支持第三个假说。然而,第一个假说的证据确实表明,单椎体模式的存在可能允许了人类谱系中上呼吸道下降的进化,而反之可能不成立。此外,第三个假说的化石证据表明,到阿法南方古猿出现时,人类上肢已从运动限制中解放出来,这同时证实了对直立姿势的完全适应。因此,由于它们与直立姿势的潜在关系,其余两个假说(即“胸廓形状”和“呼吸时第一肋骨运动”)也得到了化石证据的支持。