Hu Yirui, Hoover D R
Biomedical and Translational Informatics, Geisinger, Danville, 17821, USA.
Department of Statistics and Biostatistics and the Institute for Health, Health Care Policy and Aging Research, Rutgers University, Piscataway, 08854, USA.
J Biom Biostat. 2018;9(5). Epub 2018 Nov 26.
Intervention effects on continuous longitudinal normal outcomes are often estimated in two-arm pre-post interventional studies with b≥1 pre- and k≥1 post-intervention measures using "Difference-in-Differences" (DD) analysis. Although randomization is preferred, non-randomized designs are often necessary due to practical constraints. Power/sample size estimation methods for non-randomized DD designs that incorporate the correlation structure of repeated measures are needed. We derive Generalized Least Squares (GLS) variance estimate of the intervention effect. For the commonly assumed compound symmetry (CS) correlation structure (where the correlation between all repeated measures is a constant) this leads to simple power and sample size estimation formulas that can be implemented using pencil and paper. Given a constrained number of total timepoints (T), having as close to possible equal number of pre-and post-intervention timepoints (b=k) achieves greatest power. When planning a study with 7 or less timepoints, given large (≥0.6) in multiple baseline measures (b≥2) or ≥0.8 in a single baseline setting, the improvement in power from a randomized versus non-randomized DD design may be minor. Extensions to cluster study designs and incorporation of time invariant covariates are given. Applications to study planning are illustrated using three real examples with T=4 timepoints and ranging from 0.55 to 0.75.
在双臂前后对照干预研究中,通常采用“差异中的差异”(DD)分析来估计对连续纵向正态结局的干预效果,该研究有b≥1个干预前测量值和k≥1个干预后测量值。尽管随机化是首选方法,但由于实际限制,非随机设计往往是必要的。因此需要适用于非随机DD设计的功效/样本量估计方法,这些方法要纳入重复测量的相关结构。我们推导了干预效果的广义最小二乘法(GLS)方差估计。对于通常假设的复合对称(CS)相关结构(即所有重复测量之间的相关性为常数),这会得出简单的功效和样本量估计公式,这些公式可以用纸笔计算得出。在总时间点数量(T)受限的情况下,干预前和干预后的时间点数量尽可能相等(b = k)可实现最大功效。当计划进行时间点为7个或更少的研究时,如果多个基线测量值较大(≥0.6)(b≥2)或单个基线设置中≥0.8,则随机DD设计与非随机DD设计在功效上的提升可能较小。文中还给出了聚类研究设计的扩展以及时间不变协变量的纳入情况。通过T = 4个时间点且相关系数在0.55至0.75之间的三个实际例子说明了在研究计划中的应用。