嵌入实施研究以加强卫生政策和体系:拉丁美洲和加勒比十个国家的多国分析。

Embedding implementation research to enhance health policy and systems: a multi-country analysis from ten settings in Latin America and the Caribbean.

机构信息

Alliance for Health Policy and Systems Research, Science Division, World Health Organization (WHO), 20 Avenue Appia, 1211, Geneva, Switzerland.

Pan American Health Organization (PAHO), 525 23rd Street NW, Washington, DC, United States of America.

出版信息

Health Res Policy Syst. 2019 Oct 15;17(1):85. doi: 10.1186/s12961-019-0484-4.

Abstract

BACKGROUND

Progress towards universal health coverage requires health policies and systems that are informed by contextualised and actionable research. Many challenges impede the uptake of evidence to enhance health policy implementation and the coverage, quality, efficiency and equity of health systems. To address this need, we developed an innovative model of implementation research embedded in real-world policy and programme cycles and led directly by policy-makers and health systems decision-makers. The approach was tested in ten settings in Latin America and the Caribbean, supported under a common funding and capacity strengthening initiative. The present study aims to analyse ten embedded implementation research projects in order to identify barriers and facilitators to embedding research into policy and practice as well as to assess the programme, policy and systems improvements and the cross-cutting lessons in conducting research embedded in real-world policy and systems decision-making.

METHODS

The multi-country analysis is based on the triangulation of data collected via three methods, namely (1) document review, (2) an electronic questionnaire and (3) in-depth interviews with decision-makers. Data from the document review was charted and narratively synthesised. Data from the questionnaire was used to assess three characteristics of the decision-maker's participation in embedded research, namely (1) level of engagement in different stages of research; (2) extent to which their capacities to conduct and use research were developed; and (3) the level of confidence in undertaking implementation research activities. Interview data was analysed using a thematic approach.

RESULTS

The main barriers to effective delivery or scale-up of health interventions identified in the research projects were inadequate financing, fragmentation of healthcare services and information systems, limited capacity of health system stakeholders, insufficient time, cultural factors, and a lack of information. Decision-makers' experience in embedded research showed strong engagement in protocol development, moderate engagement in data collection and low engagement in data analysis. The in-depth interviews identified 17 facilitators and 8 barriers to embedding research into policy and systems. The principal facilitating factors were actionability of findings, relevance of research and engagement of decision-makers, whereas the main barriers were time and political processes. In Argentina, the research led to the development of new monitoring indicators to improve the implementation of the perinatal health policy, while in Chile, empirical findings supported the establishment of a training programme on reproductive rights, targeted to municipal health facilities.

CONCLUSIONS

This multi-country analysis contributes to the evidence base for the embedded research approach to support health policy and systems decisions-making. Embedding research into policy and practice stimulates the relevance and applicability of research, while promoting decision-makers' engagement and likelihood to use research evidence in policy-making and health systems strengthening.

摘要

背景

实现全民健康覆盖需要有基于具体情况且具有可操作性的研究来制定卫生政策和管理卫生系统。诸多挑战阻碍了证据的应用,从而难以增强卫生政策的实施效果以及提高卫生系统的覆盖范围、质量、效率和公平性。为了解决这一需求,我们开发了一种创新的实施研究模式,将其嵌入到真实的政策和项目周期中,并由政策制定者和卫生系统决策者直接领导。该方法在拉丁美洲和加勒比地区的十个国家进行了测试,是在一个共同的供资和能力建设倡议下进行的。本研究旨在分析十个嵌入式实施研究项目,以确定将研究嵌入政策和实践中的障碍和促进因素,以及评估方案、政策和系统改进以及在真实的政策和系统决策中进行嵌入式研究的跨领域经验教训。

方法

多国分析基于通过三种方法收集的数据的三角测量,即(1)文件审查、(2)电子问卷调查和(3)决策者深入访谈。文件审查的数据被制成图表并进行叙述性综合。问卷调查的数据用于评估决策者参与嵌入式研究的三个特征,即(1)参与研究不同阶段的程度;(2)他们开展和使用研究的能力发展程度;(3)对开展实施研究活动的信心水平。访谈数据采用主题分析方法进行分析。

结果

研究项目中确定的有效提供或扩大卫生干预措施的主要障碍是资金不足、医疗服务和信息系统碎片化、卫生系统利益攸关方能力有限、时间不足、文化因素以及缺乏信息。决策者在嵌入式研究中的经验表明,他们在方案制定方面有较强的参与度,在数据收集方面有适度的参与度,而在数据分析方面的参与度较低。深入访谈确定了 17 个促进因素和 8 个将研究纳入政策和系统的障碍。主要的促进因素是研究结果的可操作性、研究的相关性和决策者的参与度,而主要的障碍是时间和政治进程。在阿根廷,该研究导致了新的监测指标的制定,以改善围产期卫生政策的实施,而在智利,实证研究结果支持为市政卫生设施制定生殖权利培训方案。

结论

这项多国分析为支持卫生政策和系统决策的嵌入式研究方法提供了证据基础。将研究嵌入政策和实践中,可以激发研究的相关性和适用性,同时促进决策者的参与度和他们在决策制定和卫生系统强化中使用研究证据的意愿。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/7e07/6794825/6ba11eb52dee/12961_2019_484_Fig1_HTML.jpg

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