Institute of Biology, University of Neuchatel, Rue Emile Argand 11, 2000 Neuchatel, Switzerland.
School of Psychology and Neuroscience, University of St Andrews, St Andrews KY16 9JP, UK.
Philos Trans R Soc Lond B Biol Sci. 2020 Jan 6;375(1789):20190062. doi: 10.1098/rstb.2019.0062. Epub 2019 Nov 18.
Syntax has been found in animal communication but only humans appear to have generative, hierarchically structured syntax. How did syntax evolve? I discuss three theories of evolutionary transition from animal to human syntax: computational capacity, structural flexibility and event perception. The computation hypothesis is supported by artificial grammar experiments consistently showing that only humans can learn linear stimulus sequences with an underlying hierarchical structure, a possible by-product of computationally powerful large brains. The structural flexibility hypothesis is supported by evidence of meaning-bearing combinatorial and permutational signal sequences in animals, with sometimes compositional features, but no evidence for generativity or hierarchical structure. Again, animals may be constrained by computational limits in short-term memory but possibly also by limits in articulatory control and social cognition. The event categorization hypothesis, finally, posits that humans are cognitively predisposed to analyse natural events by assigning agency and assessing how agents impact on patients, a propensity that is reflected by the basic syntactic units in all languages. Whether animals perceive natural events in the same way is largely unknown, although event perception may provide the cognitive grounding for syntax evolution. This article is part of the theme issue 'What can animal communication teach us about human language?'
已经在动物交流中发现了语法,但似乎只有人类具有生成性的、层次结构的语法。语法是如何进化的?我讨论了从动物到人类语法的进化的三个理论:计算能力、结构灵活性和事件感知。计算能力假说得到了人工语法实验的支持,这些实验一致表明,只有人类才能学习具有潜在层次结构的线性刺激序列,这可能是计算能力强大的大脑的副产品。结构灵活性假说得到了动物中具有语义组合和可交换信号序列的证据的支持,这些信号序列有时具有组合特征,但没有生成性或层次结构的证据。同样,动物可能受到短期记忆中的计算限制以及发音控制和社会认知的限制。最后,事件分类假说假设人类具有通过赋予主体和评估主体对患者的影响来分析自然事件的认知倾向,这种倾向反映在所有语言的基本句法单元中。动物是否以同样的方式感知自然事件在很大程度上是未知的,尽管事件感知可能为语法进化提供认知基础。本文是主题为“动物交流能教会我们什么关于人类语言?”的一部分。