U.S. Department of Health and Human Services, Office of the Assistant Secretary for Health, Office of Population Affairs, Rockville, MD, USA.
Mathematica Policy Research, Princeton, NJ, USA.
Matern Child Health J. 2020 Sep;24(Suppl 2):207-213. doi: 10.1007/s10995-020-02878-7.
A common concern of federal funders and grant recipients is how to sustain program activities once their federal funding period ends. Federal funding can be intended to develop or seed a program but not necessarily to continue its activities indefinitely. Understanding the importance of programmatic sustainability, the Office of Population Affairs (OPA) conducted research in 2015 on the elements that contribute to sustainability. As part of the Sustainability Study, OPA collected information from former Pregnancy Assistance Fund (PAF) program grantees.
Grantees that were awarded cohort 1 PAF program funding (2010-2014) but not awarded cohort 2 funding (2014-2017) were eligible for study inclusion because their OPA funding ended more than 1 year prior to the Sustainability Study, allowing for an assessment of sustainability after federal funding. Seven former PAF grantees were identified as eligible. Interviews were conducted with six of these grantees; grant applications and interim final reports from all seven were reviewed.
Five lessons emerged from interviews and review of grant documentation. Programs successfully continuing beyond the federal grant period tended to (1) diversify funding sources, (2) communicate regularly with key stakeholders, (3) form partnerships with like-minded programs, (4) consider implementing evidence-based interventions, and (5) begin planning for sustainability early.
By considering these lessons learned from the research, grantees can be well positioned to continue beyond a federal grant period. The lessons garnered from the Sustainability Study have informed, expanded, and affirmed OPA's sustainability toolkit, sustainability framework, and technical assistance.
联邦资助者和受赠者共同关心的一个问题是,一旦联邦资助期结束,如何维持项目活动。联邦资金可以用于开发或启动一个项目,但不一定需要无限期地继续其活动。为了理解项目可持续性的重要性,人口事务办公室(OPA)在 2015 年就有助于可持续性的因素进行了研究。作为可持续性研究的一部分,OPA 从前妊娠援助基金(PAF)项目受赠者那里收集了信息。
有资格参加研究的是获得第一期 PAF 项目资助(2010-2014 年)但未获得第二期资助(2014-2017 年)的受赠者,因为他们的 OPA 资金在可持续性研究之前超过 1 年结束,这允许在联邦资金结束后评估可持续性。确定了七名前 PAF 受赠者有资格参加。对其中六名受赠者进行了访谈;对所有七名受赠者的资助申请和中期最终报告进行了审查。
访谈和资助文件审查得出了五个经验教训。成功在联邦资助期结束后继续的项目往往具有以下特点:(1)多样化资金来源;(2)定期与主要利益相关者沟通;(3)与志同道合的项目建立伙伴关系;(4)考虑实施基于证据的干预措施;(5)尽早开始规划可持续性。
考虑到从研究中获得的这些经验教训,受赠者可以在联邦资助期结束后很好地继续下去。从可持续性研究中获得的经验教训丰富、扩展并肯定了 OPA 的可持续性工具包、可持续性框架和技术援助。