Interuniversity Institute for Biostatistics and Statistical Bioinformatics, Hasselt University, 3500 Hasselt, Belgium.
Int J Environ Res Public Health. 2020 Jan 28;17(3):786. doi: 10.3390/ijerph17030786.
Small area estimation is an important tool to provide area-specific estimates of population characteristics for governmental organizations in the context of education, public health and care. However, many demographic and health surveys are unrepresentative at a small geographical level, as often areas at a lower level are not included in the sample due to financial or logistical reasons. In this paper, we investigated (1) the effect of these unsampled areas on a variety of design-based and hierarchical model-based estimates and (2) the benefits of using auxiliary information in the estimation process by means of an extensive simulation study. The results showed the benefits of hierarchical spatial smoothing models towards obtaining more reliable estimates for areas at the lowest geographical level in case a spatial trend is present in the data. Furthermore, the importance of auxiliary information was highlighted, especially for geographical areas that were not included in the sample. Methods are illustrated on the 2008 Mozambique Poverty and Social Impact Analysis survey, with interest in the district-specific prevalence of school attendance.
小区域估计是为政府组织提供特定于区域的人口特征估计的重要工具,特别是在教育、公共卫生和保健领域。然而,许多人口和健康调查在小地理水平上没有代表性,因为由于财务或后勤原因,通常不包括较低级别地区的样本。在本文中,我们研究了(1)这些未抽样区域对各种基于设计和基于层次的模型估计的影响,以及(2)通过广泛的模拟研究,在估计过程中使用辅助信息的好处。结果表明,对于数据中存在空间趋势的最低地理级别地区,分层空间平滑模型在获得更可靠的估计方面具有优势。此外,还强调了辅助信息的重要性,特别是对于未包含在样本中的地理区域。该方法在 2008 年莫桑比克贫困和社会影响分析调查中进行了说明,主要关注的是特定地区的入学率。