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纳米技术与知识产权保护:新兴趋势。

Nanotechnology and Protection of Intellectual Property: Emerging Trends.

机构信息

Department of Electronics, Faculty of Applied Sciences, Wayamba University of Sri Lanka, Kuliyapitiya, Sri Lanka.

Department of Nano Science Technology, Faculty of Technology, Wayamba University of Sri Lanka, Kuliyapitiya, Sri Lanka.

出版信息

Recent Pat Nanotechnol. 2020;14(4):307-327. doi: 10.2174/1872210514666200612174317.


DOI:10.2174/1872210514666200612174317
PMID:32532198
Abstract

BACKGROUND: Technology experts foresee that nanotechnology is the next industrial revolution and it has great potential to bring solutions to many challenges of global relevance in terms of a diverse range of applications. Efficiency-driven economies are transforming into innovation-driven economies where Intellectual Property (IP) plays a pivotal role in achieving a competitive advantage. Whereas industry analysts assert that IP roadblocks will be a severe detriment to the development of nanotechnology due to infringements and high-profile patent battles. Various authors have made a significant effort to analyse the implications of IP on nanotechnology but most of the published literature covers only the years 2000- 2010. Data and insights pertaining to recent developments are lagging behind. Therefore, the objective of this review was to explore cutting-edge empirical evidence towards emerging trends of Intellectual Property protection in nanotechnology, thereby to provide insights aimed at unleashing the full potential of nanotechnology innovation for socio-economic advantage. MATERIALS AND METHODS: Patent information over the period 2000 to 2018 was collated and analysed to determine the latest trends. To gain a global perspective, nanotechnology patents issued by the United States Patent and Trademark Office (USPTO) and nanotechnology patents published in the 'PatentScope' of the World Intellectual Property Organization (WIPO) were surveyed along with literature in relation to nanotechnology commercialization and litigation. RESULTS: Our study revealed that worldwide protection of Intellectual Property in nanotechnology has steadily been increasing year-on-year accounting 3.3 million patent applications filed in 2018 in which China and U.S. are dominating. The other main contributors are Japan, Germany Republic of Korea, France and U.K. Asia has emerged as the single region to file more than half of total filings for the first time thus shifting global IP landscape from Europe to Asia. Another notable finding is that there is a significant growth in trademark registration in many of the leading economies. Top five technology fields with high international patenting activity are computer technology, medical technology, digital communication, electrical machinery and pharmaceuticals where computer technology is dominating. More than 90% of the total patents are granted on materials, devices and processes developed as basic building blocks of nanotechnology at laboratory level which sound as more downstream innovations in the short-term. Amid the upward trends in nanotechnology patenting, newly emerging obstacles pose risks to innovation. A key finding of the present study is that the increasing trend of patent litigation almost follows the same path of patent grants indicating a positive correlation. A global prominence of middle-income and low-income countries in patent filing is yet to emerge which foreshadows an IP divide. DISCUSSIONS: A secondary market for patent assets is pronounced with many new types of players leading to a high cost of patenting nanotechnology. These trends foreshadow a surge of patent filings in the years to come and.the patent offices will be confronted with that 'surge' of patent applications of increased complexity and multidisciplinary nature..Patent offices with inadequate efficacy will ultimately produce lowquality patents along with a difficulty to enter into markets and will facilitate exploiting of the IP legal systems to extract rewards for infringement without contributing to innovation or social prosperity of nations. CONCLUSION: Insights and recommendations given in this paper will enable nanotechnology researchers, inventors, technopreneurs and investors to understand recent trends and global perspectives on implications of IP in nanotechnology and intensifying IP battle thereby to contemplate and succeed in their roadmaps towards leveraging on nanotechnology.

摘要

背景:技术专家预测,纳米技术将引发下一次工业革命,它在诸多领域的广泛应用中,极有可能为解决全球诸多相关挑战提供解决方案。在以创新为驱动的经济环境中,效率型经济正在向创新型经济转变,知识产权(IP)在获得竞争优势方面发挥着关键作用。然而,行业分析师认为,由于侵权和备受瞩目的专利纠纷,知识产权障碍将严重阻碍纳米技术的发展。许多作者都在努力分析知识产权对纳米技术的影响,但大部分已发表的文献仅涵盖了 2000 年至 2010 年的内容。关于最新发展的数据和观点滞后。因此,本研究的目的是探讨知识产权保护在纳米技术中新兴趋势的最新实证证据,从而提供有针对性的见解,以释放纳米技术创新的全部潜力,实现社会经济优势。

材料和方法:收集和分析了 2000 年至 2018 年期间的专利信息,以确定最新趋势。为了获得全球视角,调查了美国专利商标局(USPTO)发布的纳米技术专利和世界知识产权组织(WIPO)的“PatentScope”中发布的纳米技术专利,以及与纳米技术商业化和诉讼相关的文献。

结果:我们的研究表明,全球范围内对纳米技术知识产权的保护呈逐年稳步上升趋势,2018 年申请专利达 330 万件,其中中国和美国占据主导地位。其他主要贡献者是日本、德国、韩国、法国和英国。亚洲首次成为提交申请数量超过全球总量一半的单一地区,从而将全球知识产权格局从欧洲转移到亚洲。另一个值得注意的发现是,许多主要经济体的商标注册数量显著增长。国际专利活动排名前五的技术领域是计算机技术、医疗技术、数字通信、电气机械和制药,其中计算机技术占据主导地位。超过 90%的总专利授予在实验室层面开发的材料、设备和工艺,作为纳米技术的基本构建块,这听起来更像是短期内的下游创新。在纳米技术专利不断增加的趋势中,新出现的障碍对创新构成了风险。本研究的一个主要发现是,专利诉讼的上升趋势几乎与专利授权的趋势相同,表明两者之间存在正相关关系。中等收入和低收入国家在专利申请方面的全球突出地位尚未出现,这预示着知识产权鸿沟的出现。

讨论:专利资产的二级市场已经很明显,许多新型参与者导致了纳米技术专利的高昂成本。这些趋势预示着未来几年专利申请数量的激增,专利局将面临专利申请数量增加、复杂性和多学科性质增加的“激增”。效率不足的专利局最终将产生低质量的专利,并难以进入市场,这将为利用知识产权法律制度获取侵权赔偿提供便利,而不会为创新或国家的社会繁荣做出贡献。

结论:本文提出的见解和建议将使纳米技术研究人员、发明者、技术企业家和投资者能够了解知识产权在纳米技术中的最新趋势和全球影响,并加剧知识产权竞争,从而思考并成功实现其利用纳米技术的路线图。

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