Centre for Research in Environmental Epidemiology (CREAL), Barcelona Institute for Global Health (ISGlobal), 08003 Barcelona, Spain.
Amsterdam Institute for Social Science Research (AISSR), University of Amsterdam, 1018 WV Amsterdam, The Netherlands.
Int J Environ Res Public Health. 2020 Oct 21;17(20):7688. doi: 10.3390/ijerph17207688.
Conducting health impact assessments (HIAs) is a growing practice in various organizations and countries, yet scholarly interest in HIAs has primarily focused on the synergies between exposure and health outcomes. This limits our understanding of what factors influence HIAs and the uptake of their outcomes. This paper presents a framework for conducting participatory quantitative HIA (PQHIA) in low- and middle-income countries (LMICs), including integrating the outcomes back into society after an HIA is conducted. The study responds to the question: what are the different components of a participatory quantitative model that can influence HIA implementation in LMICs?
To build the framework, we used a case study from a PQHIA fieldwork model developed in Port Louis (Mauritius). To explore thinking on the participatory components of the framework, we extract and analyze data from ethnographic material including fieldnotes, interviews, focus group discussions and feedback exercises with 14 stakeholders from the same case study. We confirm the validity of the ethnographic data using five quality criteria: credibility, transferability, dependability, confirmability, and authenticity. We build the PQHIA framework connecting the main HIA steps with factors influencing HIAs.
The final framework depicts the five standard HIA stages and summarizes participatory activities and outcomes. It also reflects key factors influencing PQHIA practice and uptake of HIA outcomes: costs for participation, HIA knowledge and interest of stakeholders, social responsibility of policymakers, existing policies, data availability, citizen participation, multi-level stakeholder engagement and multisectoral coordination. The framework suggests that factors necessary to complete a participatory HIA are the same needed to re-integrate HIA results back into the society. There are three different areas that can act as facilitators to PQHIAs: good governance, evidence-based policy making, and access to resources.
The framework has several implications for research and practice. It underlines the importance of applying participatory approaches critically while providing a blueprint for methods to engage local stakeholders. Participatory approaches in quantitative HIAs are complex and demand a nuanced understanding of the context. Therefore, the political and cultural contexts in which HIA is conducted will define how the framework is applied. Finally, the framework underlines that participation in HIA does not need to be expensive or time consuming for the assessor or the participant. Yet, participatory quantitative models need to be contextually developed and integrated if they are to provide health benefits and be beneficial for the participants. This integration can be facilitated by investing in opportunities that fuel good governance and evidence-based policy making.
在不同的组织和国家中,进行健康影响评估(HIA)是一种日益增长的做法,但学术研究对 HIA 的兴趣主要集中在暴露与健康结果之间的协同作用上。这限制了我们对影响 HIA 及其结果采用的因素的理解。本文提出了在中低收入国家(LMICs)中进行参与式定量 HIA(PQHIA)的框架,包括在 HIA 完成后将结果重新整合到社会中。该研究旨在回答以下问题:影响 LMICs 中 HIA 实施的参与式定量模型的不同组成部分是什么?
为了构建框架,我们使用了在路易港(毛里求斯)开展的 PQHIA 实地研究模型中的一个案例研究。为了探讨框架中参与性组成部分的思路,我们从人种学材料中提取和分析了数据,人种学材料包括来自同一案例研究的 14 位利益相关者的实地笔记、访谈、焦点小组讨论和反馈练习。我们使用五个质量标准来确认人种学数据的有效性:可信度、可转移性、可靠性、可证实性和真实性。我们通过连接主要 HIA 步骤与影响 HIA 的因素来构建 PQHIA 框架。
最终框架描绘了五个标准的 HIA 阶段,并总结了参与性活动和结果。它还反映了影响 PQHIA 实践和 HIA 结果采用的关键因素:参与成本、利益相关者的 HIA 知识和兴趣、政策制定者的社会责任、现有政策、数据可用性、公民参与、多层次利益相关者参与和多部门协调。该框架表明,完成参与式 HIA 所需的因素与将 HIA 结果重新整合到社会中所需的因素相同。有三个不同的领域可以作为 PQHIA 的促进因素:良好的治理、循证决策和获取资源。
该框架对研究和实践具有重要意义。它强调了在应用参与式方法时批判性思维的重要性,同时为吸引当地利益相关者提供了蓝图。在定量 HIA 中采用参与式方法是复杂的,需要对背景有细致的了解。因此,HIA 进行的政治和文化背景将决定框架的应用方式。最后,该框架强调,参与 HIA 对评估者或参与者来说并不需要昂贵或耗时。然而,如果参与式定量模型要提供健康益处并对参与者有益,则需要在背景中进行开发和整合。通过投资于促进良好治理和循证决策的机会,可以促进这种整合。