Zhou Xiao-Dong, Wang Yun-Juan, Yue Rong-Xian
School of Statistics and Information, Shanghai University of International Business and Economics, Shanghai, 201620, China.
School of Statistics and Mathematics, Shanghai Lixin University Accounting and Finance, Shanghai, 201620, China.
Lifetime Data Anal. 2021 Apr;27(2):300-332. doi: 10.1007/s10985-020-09512-2. Epub 2021 Jan 8.
This paper considers the optimal design for the frailty model with discrete-time survival endpoints in longitudinal studies. We introduce the random effects into the discrete hazard models to account for the heterogeneity between experimental subjects, which causes the observations of the same subject at the sequential time points being correlated. We propose a general design method to collect the survival endpoints as inexpensively and efficiently as possible. A cost-based generalized D ([Formula: see text])-optimal design criterion is proposed to derive the optimal designs for estimating the fixed effects with cost constraint. Different computation strategies based on grid search or particle swarm optimization (PSO) algorithm are provided to obtain generalized D ([Formula: see text])-optimal designs. The equivalence theorem for the cost-based D ([Formula: see text])-optimal design criterion is given to verify the optimality of the designs. Our numerical results indicate that the presence of the random effects has a great influence on the optimal designs. Some useful suggestions are also put forward for future designing longitudinal studies.
本文考虑了纵向研究中具有离散时间生存终点的脆弱模型的最优设计。我们将随机效应引入离散风险模型,以解释实验对象之间的异质性,这导致同一对象在连续时间点的观测值具有相关性。我们提出了一种通用的设计方法,以尽可能廉价和高效地收集生存终点。提出了一种基于成本的广义D([公式:见正文])最优设计准则,以在成本约束下推导用于估计固定效应的最优设计。提供了基于网格搜索或粒子群优化(PSO)算法的不同计算策略,以获得广义D([公式:见正文])最优设计。给出了基于成本的D([公式:见正文])最优设计准则的等价定理,以验证设计的最优性。我们的数值结果表明,随机效应的存在对最优设计有很大影响。还为未来设计纵向研究提出了一些有用的建议。