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知情同意:需要披露什么,需要理解什么?

Informed Consent: What Must Be Disclosed and What Must Be Understood?

机构信息

National Institutes of Health.

University of Massachusetts Boston.

出版信息

Am J Bioeth. 2021 May;21(5):46-58. doi: 10.1080/15265161.2020.1863511. Epub 2021 Jan 18.

Abstract

Over the last few decades, multiple studies have examined the understanding of participants in clinical research. They show variable and often poor understanding of key elements of disclosure, such as expected risks and the experimental nature of treatments. Did the participants in these studies give valid consent? According to the standard view of informed consent they did not. The standard view holds that the recipient of consent has a duty to disclose certain information to the profferer of consent because valid consent requires that information to be understood. The contents of the understanding and disclosure requirements are therefore conceptually linked. In this paper, we argue that the standard view is mistaken. The disclosure and understanding requirements have distinct grounds tied to two different ways in which a token of consent can be rendered invalid. Analysis of these grounds allows us to derive the contents of the two requirements. It also implies that it is sometimes permissible to enroll willing participants who have not understood everything that they ought to be told about their clinical trials.

摘要

在过去的几十年里,多项研究都对临床研究参与者的理解能力进行了考察。研究结果表明,他们对披露信息的关键要素的理解程度存在差异,且往往较差,例如预期风险和治疗的实验性质。这些研究中的参与者是否做出了有效的同意?根据知情同意的标准观点,他们没有。标准观点认为,同意的接受者有义务向同意的提出者披露某些信息,因为有效的同意需要理解这些信息。因此,理解和披露要求的内容在概念上是相互关联的。在本文中,我们认为标准观点是错误的。披露和理解要求有不同的依据,与同意表示无效的两种不同方式有关。对这些依据的分析使我们能够推导出这两个要求的内容。这也意味着,有时可以允许愿意参加临床试验但没有理解临床试验相关信息的参与者参加。

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