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从老年人那里获得有意义的知情同意:实证研究的结构化文献综述

Getting meaningful informed consent from older adults: a structured literature review of empirical research.

作者信息

Sugarman J, McCrory D C, Hubal R C

机构信息

Center for Study of Aging and Human Development, and Department of Philosophy, Duke University, Durham, North Carolina, USA.

出版信息

J Am Geriatr Soc. 1998 Apr;46(4):517-24. doi: 10.1111/j.1532-5415.1998.tb02477.x.

Abstract

OBJECTIVES

To perform a structured literature review of the published empirical research on informed consent with older adults in order to make recommendations to improve the informed consent process and to highlight areas needing further examination.

DESIGN

Relevant literature was identified by searching electronic databases (AGELINE, BIOETHICSLINE, CancerLit, Ethics Index, Health, LegalTrac, MEDLINE, PAIS International, PsycInfo, and Sociofile). Studies were included if they were reports of primary research data about informed consent and, if patients or other subjects were used, older subjects were included in the sample. Data related to the aspect of informed consent under study (recruitment, decision-making capacity, voluntariness, disclosure of information, understanding of information, consent forms, authorization, and policies and procedures) were abstracted and entered into a specially designed database.

MEASUREMENTS

Characterization of the population, age of subjects, setting, whether informed consent was being studied in the context of research or treatment, study design, the nature of outcome or dependent variables, independent variables (e.g., experimental conditions in a randomized controlled trial or patient/subject characteristics in a nonrandomized comparison), and results according to the aspect of informed consent under study.

RESULTS

A total of 99 articles met all the inclusion criteria and posed 289 unique research questions covering a wide range of aspects of informed consent: recruitment (60); decision making capacity (21); voluntariness (6); disclosure (30); understanding (139); consent forms (7); authorization (11); policies (13); and other (2). In the secondary analyses of numerous studies, diminished understanding of informed consent information was associated with older age and fewer years of education. Older age was also sometimes associated with decreased participation in research. Studies of disclosure of informed consent information suggest strategies to improve understanding and include a variety of novel formats (e.g., simplified, storybook, video) and procedures (e.g., use of health educators, quizzing subjects, multiple disclosure sessions).

CONCLUSIONS

A systematic review of the published literature on informed consent reveals evidence for impaired understanding of informed consent information in older subjects and those with less formal education. Effective strategies to improve the understanding of informed consent information should be considered when designing materials, forms, policies, and procedures for obtaining informed consent. Other than empirical research that has investigated disclosure and understanding of informed consent information, little systematic research has examined other aspects of the informed consent process. This deficit should be rectified to ensure that the rights and interests of patients and of human subjects who participate in research are adequately protected.

摘要

目的

对已发表的关于老年人知情同意的实证研究进行结构化文献综述,以便提出改进知情同意过程的建议,并突出需要进一步研究的领域。

设计

通过检索电子数据库(AGELINE、BIOETHICSLINE、CancerLit、Ethics Index、Health、LegalTrac、MEDLINE、PAIS International、PsycInfo和Sociofile)来识别相关文献。如果研究是关于知情同意的原始研究数据报告,并且如果使用了患者或其他受试者,样本中包括老年受试者,则纳入这些研究。提取与所研究的知情同意方面(招募、决策能力、自愿性、信息披露、信息理解、同意书、授权以及政策和程序)相关的数据,并输入到专门设计的数据库中。

测量

人群特征、受试者年龄、研究背景、是否在研究或治疗背景下研究知情同意、研究设计、结果或因变量的性质、自变量(例如随机对照试验中的实验条件或非随机比较中的患者/受试者特征),以及根据所研究的知情同意方面得出的结果。

结果

共有99篇文章符合所有纳入标准,提出了289个独特的研究问题,涵盖知情同意的广泛方面:招募(60个);决策能力(21个);自愿性(6个);信息披露(30个);理解(139个);同意书(7个);授权(11个);政策(13个);以及其他(2个)。在众多研究的二次分析中,对知情同意信息的理解能力下降与年龄较大和受教育年限较少有关。年龄较大有时也与研究参与度降低有关。关于知情同意信息披露的研究提出了提高理解的策略,包括各种新颖的形式(例如简化版、故事书、视频)和程序(例如使用健康教育工作者、对受试者进行测验、多次披露环节)。

结论

对已发表的关于知情同意的文献进行系统综述发现,有证据表明老年受试者和正规教育程度较低的受试者对知情同意信息的理解存在障碍。在设计获取知情同意的材料、表格、政策和程序时,应考虑有效的策略来提高对知情同意信息的理解。除了对知情同意信息的披露和理解进行研究的实证研究外,很少有系统研究考察知情同意过程的其他方面。应纠正这一不足,以确保参与研究的患者和人类受试者的权益得到充分保护。

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