Health Services Research Unit, Health Sciences Building, Foresterhill, Aberdeen AB25 2ZD, UK.
Clinical Epidemiology Program, Ottawa Hospital Research Institute, Ottawa, Canada; School of Epidemiology and Public Health, University of Ottawa, Ottawa, Canada; School of Psychology, University of Ottawa, Ottawa, Canada.
J Clin Epidemiol. 2021 Sep;137:1-13. doi: 10.1016/j.jclinepi.2021.03.007. Epub 2021 Mar 13.
To use the Theoretical Domains Framework (TDF) to identify barriers and enablers to participant retention in trials requiring questionnaire return and/or attendance at follow-up clinics.
We invited participants (n = 607) from five pragmatic effectiveness trials, who missed at least one follow-up time point (by not returning a questionnaire and/or not attending a clinic visit), to take part in semistructured telephone interviews. The TDF informed both data collection and analysis. To establish what barriers and enablers most likely influence the target behavior the domain relevance threshold was set at >75% of participants mentioning the domain.
Sixteen participants (out of 25 showing interest) were interviewed. Overall, seven theoretical domains were identified as both barriers and enablers to the target behaviors of attending clinic appointments and returning postal questionnaires. Barriers frequently reported in relation to both target behaviours stemmed from participants' knowledge, beliefs about their capabilities and the consequences of performing (or not performing) the behavior. Two domains were identified as salient for questionnaire return only: goals; and memory, attention and decision-making. Emotion was identified as relevant for clinic attendance only.
This is the first study informed by behavioural science to explore trial participants' accounts of trial retention. Findings will serve as a guiding framework when designing trials to limit barriers and enhance enablers of retention within clinical trials.
运用理论领域框架(TDF)识别需要通过问卷回复和/或参加随访诊所来参与试验的参与者保留的障碍和促进因素。
我们邀请了来自五项实用有效性试验的 607 名参与者(n=607)参加半结构式电话访谈,这些参与者至少错过了一个随访时间点(未回复问卷和/或未参加诊所就诊)。TDF 同时指导了数据收集和分析。为了确定哪些障碍和促进因素最有可能影响目标行为,我们将域相关性阈值设定为>75%的参与者提到该域。
共有 16 名参与者(25 名表现出兴趣的参与者中有 16 名)接受了访谈。总体而言,确定了七个理论领域,这些领域既可以作为参加诊所预约和邮寄问卷回复的目标行为的障碍,也可以作为促进因素。与这两个目标行为都相关的常见障碍源于参与者对自身能力和行为执行(或不执行)后果的知识、信念。只有两个领域被确定为与问卷回复相关:目标和记忆、注意力和决策。情绪仅与就诊出席相关。
这是第一项受行为科学启发的研究,旨在探讨试验参与者对试验保留的看法。研究结果将为设计临床试验提供指导框架,以在临床试验中限制障碍并增强保留的促进因素。