Stockholm Centre for Healthcare Ethics (CHE), Department of Learning, Informatics, Management and Ethics, Karolinska Institutet, Stockholm, Sweden.
Biomedical Ethics Research Program and Center for Regenerative Medicine, Mayo Clinic, Rochester, MN, USA.
Sci Eng Ethics. 2021 Apr 12;27(2):27. doi: 10.1007/s11948-021-00303-y.
While much of the scholarly work on ethics relating to academic authorship examines the fair distribution of authorship credit, none has yet examined situations where a researcher contributes significantly to the project, but whose contributions do not make it into the final manuscript. Such a scenario is commonplace in collaborative research settings in many disciplines and may occur for a number of reasons, such as excluding research in order to provide the paper with a clearer focus, tell a particular story, or exclude negative results that do not fit the hypothesis. Our concern in this paper is less about the reasons for including or excluding data from a paper and more about distributing credit in this type of scenario. In particular, we argue that the notion 'substantial contribution', which is part of the International Committee of Medical Journal Editors (ICMJE) authorship criteria, is ambiguous and that we should ask whether it concerns what ends up in the paper or what is a substantial contribution to the research process leading up to the paper. We then argue, based on the principles of fairness, due credit, and ensuring transparency and accountability in research, that the latter interpretation is more plausible from a research ethics point of view. We conclude that the ICMJE and other organizations interested in authorship and publication ethics should consider including guidance on authorship attribution in situations where researchers contribute significantly to the research process leading up to a specific paper, but where their contribution is finally omitted.
虽然关于学术作者伦理的大部分学术研究都考察了作者信用的公平分配,但还没有人研究过这样一种情况,即研究人员对项目做出了重大贡献,但这些贡献并未体现在最终的手稿中。这种情况在许多学科的合作研究环境中很常见,可能有多种原因,例如为了使论文更有针对性、讲述一个特定的故事,或者排除与假设不符的负面结果而排除研究。我们在本文中关注的不是在论文中包含或排除数据的原因,而是在这种情况下分配信用的问题。特别是,我们认为“实质性贡献”这一概念是国际医学期刊编辑委员会(ICMJE)作者标准的一部分,这一概念是模糊的,我们应该问它是指最终出现在论文中的内容,还是指对导致论文产生的研究过程做出的实质性贡献。然后,我们基于公平、应得信用以及确保研究的透明度和问责制的原则,从研究伦理的角度出发,认为后一种解释更合理。我们的结论是,ICMJE 和其他关注作者身份和出版伦理的组织应该考虑在研究人员对特定论文产生的研究过程做出重大贡献,但最终被排除在外的情况下,就作者归属问题提供指导。