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可解释的深度学习辅助激光诱导击穿光谱用于铁矿石品牌分类

Interpretable deep learning-assisted laser-induced breakdown spectroscopy for brand classification of iron ores.

作者信息

Zhao Wenya, Li Chen, Yan Chenglin, Min Hong, An Yarui, Liu Shu

机构信息

Technical Center for Industrial Product and Raw Material Inspection and Testing of Shanghai Customs, Shanghai, 200135, PR China; College of Science, University of Shanghai for Science and Technology, Shanghai, 200093, PR China.

Technical Center for Industrial Product and Raw Material Inspection and Testing of Shanghai Customs, Shanghai, 200135, PR China.

出版信息

Anal Chim Acta. 2021 Jun 29;1166:338574. doi: 10.1016/j.aca.2021.338574. Epub 2021 Apr 28.

Abstract

Brand classification of iron ores using laser-induced breakdown spectroscopy (LIBS) combined with artificial neural networks can quickly realize the compliance verification and guarantee the interests of both trading partners. However, its practical application is impeded by complex pretreatments and unexplained feature learning problems. According to the LIBS data characteristics of iron ores, a convolutional neural network (CNN) is designed to predict 16 types of brand iron ores from Australia, Brazil, and South Africa. The accuracies of the calibration set and the prediction set with five-fold cross-validation (5-CV) were 99.86% and 99.88%, and the value of loss function was 0.0356. Meanwhile, the established CNN method was also compared with common machine learning methods using raw spectra as input variables, and it outperformed other methods. For the first time, this work interprets the CNN's effectiveness layer by layer in self-adaptively extracting LIBS features through t-distributed stochastic neighbor embedding (t-SNE) and the quantitative data of major chemical components in iron ores. Our approach shows that deep learning assisted LIBS is able to significantly reduce manual factors in preprocessing and feature selection and has broad application prospects in the brand classification of iron ores.

摘要

利用激光诱导击穿光谱(LIBS)结合人工神经网络对铁矿石进行品牌分类,能够快速实现合规验证并保障交易双方的利益。然而,其实际应用受到复杂预处理和难以解释的特征学习问题的阻碍。根据铁矿石的LIBS数据特征,设计了一种卷积神经网络(CNN)来预测来自澳大利亚、巴西和南非的16种品牌铁矿石。采用五折交叉验证(5-CV)时,校准集和预测集的准确率分别为99.86%和99.88%,损失函数值为0.0356。同时,将所建立的CNN方法与以原始光谱作为输入变量的常见机器学习方法进行了比较,结果表明该方法优于其他方法。本研究首次通过t分布随机邻域嵌入(t-SNE)和铁矿石中主要化学成分的定量数据,逐层解释了CNN在自适应提取LIBS特征方面的有效性。我们的方法表明,深度学习辅助LIBS能够显著减少预处理和特征选择中的人为因素,在铁矿石品牌分类中具有广阔的应用前景。

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