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在 COVID19 时代的预印本:现在是就术语和良好实践达成一致的时候了。

Preprints in times of COVID19: the time is ripe for agreeing on terminology and good practices.

机构信息

Institute of Tropical Medicine, Nationalestraat 155, 2000, Antwerp, Belgium.

Infectious Diseases Data Observatory (IDDO), University of Oxford, Oxford, UK.

出版信息

BMC Med Ethics. 2021 Jul 28;22(1):106. doi: 10.1186/s12910-021-00667-7.

Abstract

Over recent years, the research community has been increasingly using preprint servers to share manuscripts that are not yet peer-reviewed. Even if it enables quick dissemination of research findings, this practice raises several challenges in publication ethics and integrity. In particular, preprints have become an important source of information for stakeholders interested in COVID19 research developments, including traditional media, social media, and policy makers. Despite caveats about their nature, many users can still confuse pre-prints with peer-reviewed manuscripts. If unconfirmed but already widely shared first-draft results later prove wrong or misinterpreted, it can be very difficult to "unlearn" what we thought was true. Complexity further increases if unconfirmed findings have been used to inform guidelines. To help achieve a balance between early access to research findings and its negative consequences, we formulated five recommendations: (a) consensus should be sought on a term clearer than 'pre-print', such as 'Unrefereed manuscript', "Manuscript awaiting peer review" or ''Non-reviewed manuscript"; (b) Caveats about unrefereed manuscripts should be prominent on their first page, and each page should include a red watermark stating 'Caution-Not Peer Reviewed'; (c) pre-print authors should certify that their manuscript will be submitted to a peer-review journal, and should regularly update the manuscript status; (d) high level consultations should be convened, to formulate clear principles and policies for the publication and dissemination of non-peer reviewed research results; (e) in the longer term, an international initiative to certify servers that comply with good practices could be envisaged.

摘要

近年来,研究界越来越多地使用预印本服务器来共享尚未经过同行评审的手稿。尽管这种做法能够快速传播研究成果,但它在出版道德和诚信方面带来了一些挑战。特别是,预印本已经成为对 COVID19 研究进展感兴趣的利益相关者(包括传统媒体、社交媒体和政策制定者)的重要信息来源。尽管存在关于其性质的警告,但许多用户仍然可能将预印本与经过同行评审的手稿混淆。如果未经证实但已经广泛传播的初步结果后来被证明是错误或被误解的,那么“忘记”我们认为正确的信息将非常困难。如果未经证实的发现被用来为指南提供信息,那么情况会更加复杂。为了在早期获取研究结果和其负面后果之间取得平衡,我们提出了五条建议:(a) 应该就比“预印本”更清晰的术语达成共识,例如“未经评审的手稿”、“正在等待同行评审的手稿”或“未经评审的手稿”;(b) 应在预印本的第一页上突出显示有关未经评审手稿的警告,并在每页上添加红色水印,注明“注意-未经同行评审”;(c) 预印本作者应保证将其手稿提交给同行评审期刊,并定期更新手稿状态;(d) 应召集高级别磋商,制定明确的原则和政策,以发布和传播未经同行评审的研究结果;(e) 从长远来看,可以考虑建立一个国际倡议,认证符合良好实践的服务器。

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