School of Mathematical Sciences, Peking University, Beijing, China.
Center for Applied Statistics and School of Statistics, Renmin University of China, Beijing, China.
Biometrics. 2023 Mar;79(1):502-513. doi: 10.1111/biom.13554. Epub 2021 Sep 8.
It is challenging to evaluate causal effects when the outcomes of interest suffer from truncation-by-death in many clinical studies; that is, outcomes cannot be observed if patients die before the time of measurement. To address this problem, it is common to consider average treatment effects by principal stratification, for which, the identifiability results and estimation methods with a binary treatment have been established in previous literature. However, in multiarm studies with more than two treatment options, estimation of causal effects becomes more complicated and requires additional techniques. In this article, we consider identification, estimation, and bounds of causal effects with multivalued ordinal treatments and the outcomes subject to truncation-by-death. We define causal parameters of interest in this setting and show that they are identifiable either using some auxiliary variable or based on linear model assumption. We then propose a semiparametric method for estimating the causal parameters and derive their asymptotic results. When the identification conditions are invalid, we derive sharp bounds of the causal effects by use of covariates adjustment. Simulation studies show good performance of the proposed estimator. We use the estimator to analyze the effects of a four-level chronic toxin on fetal developmental outcomes such as birth weight in rats and mice, with data from a developmental toxicity trial conducted by the National Toxicology Program. Data analyses demonstrate that a high dose of the toxin significantly reduces the weights of pups.
当许多临床研究中的感兴趣结局因死亡而截断时,评估因果效应具有挑战性;也就是说,如果患者在测量时间之前死亡,则无法观察到结局。为了解决这个问题,通常考虑通过主要分层进行平均治疗效果评估,对于这种情况,以前的文献已经建立了二分类治疗的可识别性结果和估计方法。然而,在具有超过两种治疗选择的多臂研究中,因果效应的估计变得更加复杂,需要额外的技术。在本文中,我们考虑了多值有序治疗和因死亡而截断的结局的因果效应的识别、估计和界。我们在此设置中定义了感兴趣的因果参数,并表明它们可以使用某些辅助变量或基于线性模型假设进行识别。然后,我们提出了一种用于估计因果参数的半参数方法,并推导出了它们的渐近结果。当识别条件无效时,我们通过协变量调整推导出因果效应的精确界。模拟研究表明,所提出的估计器具有良好的性能。我们使用该估计器分析了国家毒理学计划进行的发育毒性试验中,一种四水平慢性毒素对大鼠和小鼠胎儿发育结局(如出生体重)的影响。数据分析表明,高剂量的毒素显著降低了幼仔的体重。