Li Chang, Zhou Zhe, Wen Chenglin, Li Zuxin
School of Engineering, Huzhou University, Huzhou 313000, China.
School of Automation, Guangdong University of Petrochemical Technology, Maoming 525000, China.
ACS Omega. 2022 Feb 16;7(8):6978-6990. doi: 10.1021/acsomega.1c06649. eCollection 2022 Mar 1.
Independent component analysis (ICA) is an excellent latent variables (LVs) extraction method that can maximize the non-Gaussianity between LVs to extract statistically independent latent variables and which has been widely used in multivariate statistical process monitoring (MSPM). The underlying assumption of ICA is that the observation data are composed of linear combinations of LVs that are statistically independent. However, the assumption is invalid because the observation data are always derived from the nonlinear mixture of LVs due to the nonlinear characteristic in industrial processes. Under this circumstance, the ICA-based fault detection is unable to provide accurate detection for specific faults of industrial processes. Since the observation data come from the nonlinear mixing of LVs, this makes the observation data change faster than the intrinsic LVs on the time scale. The temporal slowness can be regarded as an additional criterion in the extraction of LVs. The slow feature analysis (SFA) derived from the temporal slowness has received extensive attention and application in MSPM in recent years. Simultaneously, the temporal slowness is expected to make up for the problem that the LVs extracted by ICA have difficulty accurately describing the characteristics of the process. To solve the above problems, this work proposes to monitor non-Gaussian and nonlinear processes using the independent slow feature analysis (ISFA) that combines statistical independence and temporal slowness in extracting the LVs. When the observation data are composed of a nonlinear mixture of LVs, the extracted LVs of ISFA can describe the characteristics of the processes better than ICA, thereby improving the accuracy of fault detection for the non-Gaussian and nonlinear processes. The superiority of the proposed method is verified by a numerical example design and the Tennessee-Eastman process.
独立成分分析(ICA)是一种出色的潜在变量提取方法,它可以最大化潜在变量之间的非高斯性,以提取统计独立的潜在变量,并且已广泛应用于多变量统计过程监控(MSPM)。ICA的基本假设是观测数据由统计独立的潜在变量的线性组合组成。然而,由于工业过程中的非线性特性,观测数据总是来自潜在变量的非线性混合,因此该假设是无效的。在这种情况下,基于ICA的故障检测无法对工业过程的特定故障提供准确检测。由于观测数据来自潜在变量的非线性混合,这使得观测数据在时间尺度上的变化比内在潜在变量更快。时间慢度可以被视为提取潜在变量时的一个附加标准。近年来,从时间慢度推导出来的慢特征分析(SFA)在MSPM中受到了广泛关注和应用。同时,时间慢度有望弥补ICA提取的潜在变量难以准确描述过程特征的问题。为了解决上述问题,本文提出使用独立慢特征分析(ISFA)来监控非高斯和非线性过程,该方法在提取潜在变量时结合了统计独立性和时间慢度。当观测数据由潜在变量的非线性混合组成时,ISFA提取的潜在变量比ICA能更好地描述过程特征,从而提高了对非高斯和非线性过程故障检测的准确性。通过数值示例设计和田纳西 - 伊斯曼过程验证了所提方法的优越性。