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主观机器:基于软信息深度学习的概率风险评估

Subjective machines: Probabilistic risk assessment based on deep learning of soft information.

作者信息

Brito Mario P, Stevenson Matthew, Bravo Cristián

机构信息

University of Southampton, Centre for Risk Research, Southampton, UK.

Department of Decision Analytics and Risk, Southampton Business School, University of Southampton, Southampton, UK.

出版信息

Risk Anal. 2023 Mar;43(3):516-529. doi: 10.1111/risa.13930. Epub 2022 Apr 21.

Abstract

For several years machine learning methods have been proposed for risk classification. While machine learning methods have also been used for failure diagnosis and condition monitoring, to the best of our knowledge, these methods have not been used for probabilistic risk assessment. Probabilistic risk assessment is a subjective process. The problem of how well machine learning methods can emulate expert judgments is challenging. Expert judgments are based on mental shortcuts, heuristics, which are susceptible to biases. This paper presents a process for developing natural language-based probabilistic risk assessment models, applying deep learning algorithms to emulate experts' quantified risk estimates. This allows the risk analyst to obtain an a priori risk assessment when there is limited information in the form of text and numeric data. Universal sentence embedding (USE) with gradient boosting regression (GBR) trees trained over limited structured data presented the most promising results. When we apply these models' outputs to generate survival distributions for autonomous systems' likelihood of loss with distance, we observe that for open water and ice shelf operating environments, the differences between the survival distributions generated by the machine learning algorithm and those generated by the experts are not statistically significant.

摘要

几年来,人们提出了用于风险分类的机器学习方法。虽然机器学习方法也已用于故障诊断和状态监测,但据我们所知,这些方法尚未用于概率风险评估。概率风险评估是一个主观过程。机器学习方法在多大程度上能够模拟专家判断,这一问题具有挑战性。专家判断基于思维捷径,即启发式方法,容易受到偏差的影响。本文提出了一种开发基于自然语言的概率风险评估模型的过程,应用深度学习算法来模拟专家的量化风险估计。这使得风险分析师在文本和数值数据形式的信息有限时能够获得先验风险评估。在有限的结构化数据上训练的具有梯度提升回归(GBR)树的通用句子嵌入(USE)呈现出最有前景的结果。当我们应用这些模型的输出为自主系统随距离的损失可能性生成生存分布时,我们观察到,对于开阔水域和冰架操作环境,机器学习算法生成的生存分布与专家生成的生存分布之间的差异在统计上并不显著。

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