de Sio Filippo Santoni, Mecacci Giulio, Calvert Simeon, Heikoop Daniel, Hagenzieker Marjan, van Arem Bart
Delft University of Technology, Delft, The Netherlands.
Donders Institute, Radboud University, Nijmegen, The Netherlands.
Minds Mach (Dordr). 2022 Jul 28:1-25. doi: 10.1007/s11023-022-09608-8.
The paper presents a framework to realise "meaningful human control" over Automated Driving Systems. The framework is based on an original synthesis of the results of the multidisciplinary research project "Meaningful Human Control over Automated Driving Systems" lead by a team of engineers, philosophers, and psychologists at Delft University of the Technology from 2017 to 2021. Meaningful human control aims at protecting safety and reducing responsibility gaps. The framework is based on the core assumption that human persons and institutions, not hardware and software and their algorithms, should remain ultimately-though not necessarily directly-in control of, and thus morally responsible for, the potentially dangerous operation of driving in mixed traffic. We propose an Automated Driving System to be under meaningful human control if it behaves according to the relevant reasons of the relevant human actors (tracking), and that any potentially dangerous event can be related to a human actor (tracing). We operationalise the requirements for meaningful human control through multidisciplinary work in philosophy, behavioural psychology and traffic engineering. The tracking condition is operationalised via a proximal scale of reasons and the tracing condition via an evaluation cascade table. We review the implications and requirements for the behaviour and skills of human actors, in particular related to supervisory control and driver education. We show how the evaluation cascade table can be applied in concrete engineering use cases in combination with the definition of core components to expose deficiencies in traceability, thereby avoiding so-called responsibility gaps. Future research directions are proposed to expand the philosophical framework and use cases, supervisory control and driver education, real-world pilots and institutional embedding.
本文提出了一个实现对自动驾驶系统进行“有意义的人类控制”的框架。该框架基于多学科研究项目“对自动驾驶系统的有意义的人类控制”成果的原创性综合,该项目由代尔夫特理工大学的一组工程师、哲学家和心理学家在2017年至2021年期间牵头开展。有意义的人类控制旨在保障安全并缩小责任差距。该框架基于这样一个核心假设,即最终应由人及机构(而非硬件、软件及其算法)对混合交通中潜在危险的驾驶操作进行控制(不一定是直接控制),并因此承担道德责任。我们提出,如果自动驾驶系统根据相关人类行为者的相关理由行事(跟踪),且任何潜在危险事件都可追溯到人类行为者(溯源),那么该自动驾驶系统就处于有意义的人类控制之下。我们通过哲学、行为心理学和交通工程等多学科工作,将有意义的人类控制的要求加以实施。跟踪条件通过一个近端理由量表来实施,溯源条件通过一个评估级联表来实施。我们审视了对人类行为者的行为和技能的影响及要求,特别是与监督控制和驾驶员教育相关的方面。我们展示了评估级联表如何与核心组件的定义相结合,应用于具体的工程用例,以揭示可追溯性方面的缺陷,从而避免所谓的责任差距。本文还提出了未来的研究方向,以扩展哲学框架和用例、监督控制和驾驶员教育、实际试点以及制度嵌入。