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1996 年至 2019 年期间,骨科住院医师和研究员申请者的研究发表造假趋势是什么?一项系统评价。

What Are the Trends in Research Publication Misrepresentation Among Orthopaedic Residency and Fellowship Applicants From 1996 to 2019? A Systematic Review.

机构信息

Department of Orthopaedic Surgery, Cleveland Clinic Foundation, Cleveland, OH, USA.

出版信息

Clin Orthop Relat Res. 2023 Jul 1;481(7):1292-1303. doi: 10.1097/CORR.0000000000002549. Epub 2023 Jan 18.

DOI:10.1097/CORR.0000000000002549
PMID:36728037
原文链接:https://pmc.ncbi.nlm.nih.gov/articles/PMC10263209/
Abstract

BACKGROUND

Because research experience is increasingly important in ranking orthopaedic residency and fellowship applicants, determining the accuracy of candidates reporting their scholarly activity is essential. However, disparate and inconsistent findings have made it difficult to draw meaningful conclusions from individual studies.

QUESTIONS/PURPOSES: In this systematic review, we asked: (1) What percentage of research publications are misrepresented among orthopaedic residency and fellowship applicants? (2) What percentage of applications contain one or more example of academic misrepresentation? (3) Is research misrepresentation associated with any individual applicant characteristics? (4) What is the publication status of articles listed by applicants as having been submitted to journals?

METHODS

A systematic review was conducted according to the Preferred Reporting Items for Systematic Reviews and Meta-Analysis guidelines. PubMed, EBSCOhost, Medline, and Google Scholar electronic databases were searched on March 10, 2022, to identify all studies that evaluated research misrepresentation in orthopaedic residency and fellowship applications between January 1, 1995, and March 1, 2022. Articles were included if full-text articles in English were available and the study reported on research misrepresentation among orthopaedic residency or fellowship applicants. Studies investigating nonorthopaedic publications, systematic reviews, case studies, duplicate studies among databases, and gray literature were excluded. Two reviewers independently evaluated the quality of included studies using the Methodological Index for Nonrandomized Studies (MINORS) tool. This is a validated assessment tool that grades noncomparative studies from 0 to 16 and studies with control groups from 0 to 24, based on eight criteria related to study design, outcomes assessed, and follow-up. All included articles were noncomparative studies, so the maximum score here was 16, with higher scores indicating better study quality. The mean MINORS score was 13 ± 1 in the studies we included. The final analysis included 10 studies with 5119 applicants. Eight studies evaluated orthopaedic residency applicants and two evaluated fellowship applicants. The applicant classes ranged from 1996 to 2019. Research misrepresentation was defined among studies as nonauthorship of an existing article, claimed authorship of a nonexistent article, or incorrect listing of authorship order for an existing article. Each study's findings and definition of research misrepresentation were considered to allow for a discussion of overall trends. The percentage of misrepresentation was further broken down by the misrepresentation type. Applicant characteristics and destination of submitted articles were also evaluated. Given the potential overlap between applicants among the studies, no pooled analysis was conducted, and results are presented as a narrative summary.

RESULTS

The percentage of overall publication misrepresentation was estimated to range between 1% (13 of 1100) and 21% (27 of 131), with more-recent studies reporting a lower proportion of overall articles misrepresented. Most studies we found claimed that authorship of a nonexistent article was the most common type of misrepresentation. Nonauthorship of an existing article and incorrect authorship order were less common. The percentage of applications with at least one misrepresentation was approximately 20% between 1998 and 2017. Most studies found no applicant characteristics, such as match outcomes, demographic markers, or academic records, that were consistently associated with a higher odds of the candidate misrepresenting his or her research credentials. Finally, approximately half of the articles listed as submitted to journals went on to publication, with one-third going to a different journal with a lower Impact Factor.

CONCLUSIONS

Our systematic review found that the percentage of overall publication misrepresentations among orthopaedic residency and fellowship applicants has generally been low over the past 20 years. However, approximately one-fifth of applications had at least one research misrepresentation, with 2% having multiple misrepresentations on reported publications. There were no consistent applicant characteristics associated with higher odds of research misrepresentation. Additionally, most of the articles listed as submitted to journals for publication were ultimately published.

CLINICAL RELEVANCE

Although the decrease in overall publication misrepresentation is encouraging, our finding that one-fifth of applicants have research misrepresentation is a cause for concern. In light of a continually evolving application process, orthopaedic residency and fellowship programs must ensure there is integrity related to information that is self-reported by applicants. These findings also serve to encourage faculty members involved in the application screening and decision process to limit biases related to applicant demographics perceived to be associated with a high odds of misrepresentation. Furthermore, governing agencies and program leadership should evaluate methods of verifying unpublished work and provide opportunities for applicants to give publication updates throughout the application cycle.

摘要

背景

由于研究经验在骨科住院医师和研究员申请中越来越重要,因此确定候选人报告其学术活动的准确性至关重要。然而,不同且不一致的研究结果使得难以从个别研究中得出有意义的结论。

问题/目的:在这项系统评价中,我们提出了以下问题:(1)骨科住院医师和研究员申请中存在多少研究出版物的代表性不足?(2)申请中包含多少个学术造假的例子?(3)研究造假是否与任何申请人特征有关?(4)申请人列为已提交期刊的文章的发表情况如何?

方法

根据系统评价和荟萃分析的首选报告项目指南,进行了系统评价。于 2022 年 3 月 10 日在 PubMed、EBSCOhost、Medline 和 Google Scholar 电子数据库中搜索,以确定所有评估骨科住院医师和研究员申请中研究造假的研究,检索时间为 1995 年 1 月 1 日至 2022 年 3 月 1 日。如果有全文可用的英文文章且研究报告了骨科住院医师或研究员申请人的研究造假,则将其纳入研究。排除非骨科出版物、系统评价、数据库中的重复研究、灰色文献的研究。两名评审员独立使用非随机研究方法学指数(MINORS)工具评估纳入研究的质量。这是一种经过验证的评估工具,根据与研究设计、评估的结果和随访相关的八项标准,将非比较研究的评分从 0 到 16 分,将有对照组的研究的评分从 0 到 24 分。所有纳入的文章均为非比较研究,因此这里的最高得分为 16 分,得分越高表明研究质量越高。我们纳入的研究的平均 MINORS 评分为 13 ± 1。最终分析包括 10 项研究,涉及 5119 名申请人。8 项研究评估了骨科住院医师申请人,2 项研究评估了研究员申请人。申请人的班级范围从 1996 年到 2019 年。研究造假的定义在研究中为非现有文章的作者身份、声称不存在的文章的作者身份或现有文章的作者身份顺序不正确。每个研究的发现和对研究造假的定义都被认为可以讨论整体趋势。根据所报道的文章类型,进一步细分了造假的比例。还评估了申请人特征和提交文章的目的地。由于研究之间可能存在申请人重叠,因此没有进行汇总分析,结果以叙述性总结呈现。

结果

总体出版物造假的比例估计在 1%(13/1100)到 21%(27/131)之间,最近的研究报告整体文章造假比例较低。我们发现的大多数研究都声称,不存在的文章的作者身份是最常见的造假类型。非现有文章的作者身份和不正确的作者身份顺序则不太常见。1998 年至 2017 年期间,约有 20%的申请至少有一次造假。大多数研究没有发现申请人特征,例如匹配结果、人口统计学标记或学术记录,这些特征与候选人更有可能伪造其研究证书的可能性没有一致的关联。最后,列出已提交期刊的文章中约有一半最终发表,三分之一的文章发表在影响因子较低的不同期刊上。

结论

我们的系统评价发现,过去 20 年来,骨科住院医师和研究员申请中的总体出版物造假比例总体上一直较低。然而,约有五分之一的申请至少有一次研究造假,其中 2%的申请有多次出版物造假。没有发现与更高的研究造假可能性相关的一致的申请人特征。此外,列出已提交期刊发表的文章中,大多数最终发表。

临床意义

虽然整体出版物造假比例的下降令人鼓舞,但我们发现五分之一的申请人存在研究造假,这令人担忧。鉴于申请流程的不断发展,骨科住院医师和研究员计划必须确保与申请人自行报告的信息的完整性。这些发现还鼓励参与申请筛选和决策过程的教职员工,限制与被认为与高造假可能性相关的申请人特征相关的偏见。此外,管理机构和项目领导应评估核实未发表工作的方法,并为申请人提供在整个申请周期中提供出版物更新的机会。