Suppr超能文献

理解监管-被监管关系,以发展安全文化。

Understanding the regulator-regulatee relationship for developing safety culture.

机构信息

Alliance Manchester Business School, The University of Manchester, Manchester, UK.

出版信息

Risk Anal. 2024 Apr;44(4):972-990. doi: 10.1111/risa.14214. Epub 2023 Sep 5.

Abstract

Regulatory authorities in safety-critical industries typically seek to influence the safety culture of the organizations they oversee. However, we know little about how regulatory authorities achieve this influence (e.g., what roles are adopted, relationship characteristics) and, more generally, about how external actors shape an organization's safety culture. Using a qualitative design in the nuclear industry, we developed our conceptual and empirical understanding of the roles through which a regulator influences the safety culture of their regulated organizations and what characteristics within the regulator-regulatee relationship facilitate positive safety culture developments. Data were collected through interviews with inspectors from a nuclear regulator and employees of regulated nuclear organizations, and from an inspection of regulatory documents. The findings identified that the regulator was perceived to hold three complementary roles for safety culture development: being an enforcer, working as a partner (providing opportunities for licenseholders to improve beyond compliance), and acting as an advisor to regulated organizations. Analysis also showed that effective relationships in these roles, and which were central to influencing safety culture, were perceived to be characterized by professionalism, transparency, and balance between formal enforcement and informal exchange. Theoretical implications to advance conceptualizations of safety culture as well as practical implications for risk regulators are discussed.

摘要

安全关键行业的监管机构通常试图影响其监管组织的安全文化。然而,我们对监管机构如何实现这种影响(例如,采用什么角色、关系特征)知之甚少,更广泛地说,我们对外部行为者如何塑造组织的安全文化知之甚少。我们在核工业中采用定性设计,通过对核监管机构的检查员和受监管核组织的员工进行访谈,并对监管文件进行检查,从而深入了解监管机构影响其监管组织安全文化的角色以及监管机构-被监管机构关系中的哪些特征有助于积极发展安全文化。调查结果确定,监管机构被认为在安全文化发展方面发挥了三个互补的作用:执法者、合作伙伴(为持照人提供超越合规要求的改进机会)以及被监管组织的顾问。分析还表明,这些角色中的有效关系,以及对影响安全文化至关重要的关系,被认为具有专业性、透明度以及正式执法和非正式交流之间的平衡。讨论了对安全文化概念化的理论意义以及对风险监管机构的实际意义。

文献检索

告别复杂PubMed语法,用中文像聊天一样搜索,搜遍4000万医学文献。AI智能推荐,让科研检索更轻松。

立即免费搜索

文件翻译

保留排版,准确专业,支持PDF/Word/PPT等文件格式,支持 12+语言互译。

免费翻译文档

深度研究

AI帮你快速写综述,25分钟生成高质量综述,智能提取关键信息,辅助科研写作。

立即免费体验