Kumar Deepak, Grosz Tessa, Rekabsaz Navid, Greif Elisabeth, Schedl Markus
Multimedia Mining and Search Group, Institute of Computational Perception, Johannes Kepler University Linz, Linz, Austria.
Institute for Legal Gender Studies, Johannes Kepler University Linz, Linz, Austria.
Front Big Data. 2023 Oct 6;6:1245198. doi: 10.3389/fdata.2023.1245198. eCollection 2023.
Recommender systems (RSs) have become an integral part of the hiring process, be it via job advertisement ranking systems (job recommenders) for the potential employee or candidate ranking systems (candidate recommenders) for the employer. As seen in other domains, RSs are prone to harmful biases, unfair algorithmic behavior, and even discrimination in a legal sense. Some cases, such as salary equity in regards to gender (gender pay gap), stereotypical job perceptions along gendered lines, or biases toward other subgroups sharing specific characteristics in candidate recommenders, can have profound ethical and legal implications. In this survey, we discuss the current state of fairness research considering the fairness definitions (e.g., demographic parity and equal opportunity) used in recruitment-related RSs (RRSs). We investigate from a technical perspective the approaches to improve fairness, like synthetic data generation, adversarial training, protected subgroup distributional constraints, and re-ranking. Thereafter, from a legal perspective, we contrast the fairness definitions and the effects of the aforementioned approaches with existing EU and US law requirements for employment and occupation, and second, we ascertain whether and to what extent EU and US law permits such approaches to improve fairness. We finally discuss the advances that RSs have made in terms of fairness in the recruitment domain, compare them with those made in other domains, and outline existing open challenges.
推荐系统(RSs)已成为招聘流程中不可或缺的一部分,无论是通过面向潜在员工的职位广告排名系统(职位推荐器),还是面向雇主的候选人排名系统(候选人推荐器)。正如在其他领域所看到的那样,推荐系统容易出现有害偏差、不公平的算法行为,甚至在法律意义上存在歧视。一些情况,比如性别方面的薪资公平(性别薪酬差距)、基于性别刻板的工作认知,或者候选人推荐器中对具有特定特征的其他子群体的偏见,可能会产生深远的伦理和法律影响。在本次调查中,我们讨论了考虑招聘相关推荐系统(RRSs)中使用的公平性定义(如人口统计学均等和机会均等)的公平性研究现状。我们从技术角度研究改善公平性的方法,如合成数据生成、对抗训练、受保护子群体分布约束和重新排名。此后,从法律角度,我们将上述方法的公平性定义和效果与欧盟和美国现有就业和职业法律要求进行对比,其次,我们确定欧盟和美国法律是否以及在多大程度上允许此类改善公平性的方法。我们最后讨论推荐系统在招聘领域公平性方面取得的进展,将它们与其他领域取得的进展进行比较,并概述现有的开放性挑战。