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代理与选择架构问题。欧盟法律为何对推荐系统至关重要。

The Issue of Proxies and Choice Architectures. Why EU Law Matters for Recommender Systems.

作者信息

Hildebrandt Mireille

机构信息

Institute of Computing and Information Sciences (iCIS), Science Faculty, Radboud University, Nijmegen, Netherlands.

Research Group Law Science Technology & Society (LSTS), Faculty of Law and Criminology, Vrije Universiteit Brussel, Brussels, Belgium.

出版信息

Front Artif Intell. 2022 Apr 28;5:789076. doi: 10.3389/frai.2022.789076. eCollection 2022.

Abstract

Recommendations are meant to increase sales or ad revenue, as these are the first priority of those who pay for them. As recommender systems match their recommendations with inferred preferences, we should not be surprised if the algorithm optimizes for lucrative preferences and thus co-produces the preferences they mine. This relates to the well-known problems of feedback loops, filter bubbles, and echo chambers. In this article, I discuss the implications of the fact that computing systems necessarily work with proxies when inferring recommendations and raise a number of questions about whether recommender systems actually do what they are claimed to do, while also analysing the often-perverse economic incentive structures that have a major impact on relevant design decisions. Finally, I will explain how the choice architectures for data controllers and providers of AI systems as foreseen in the EU's General Data Protection Regulation (GDPR), the proposed EU Digital Services Act (DSA) and the proposed EU AI Act will help to break through various vicious circles, by constraining how people may be targeted (GDPR, DSA) and by requiring documented evidence of the robustness, resilience, reliability, and the responsible design and deployment of high-risk recommender systems (AI Act).

摘要

推荐旨在增加销售额或广告收入,因为对于为此付费的人来说,这些是首要任务。由于推荐系统将其推荐与推断出的偏好相匹配,如果算法针对有利可图的偏好进行优化,从而共同产生它们挖掘的偏好,我们不应感到惊讶。这涉及到反馈循环、过滤气泡和回音室等众所周知的问题。在本文中,我将讨论计算系统在推断推荐时必然使用代理这一事实的影响,并提出一些关于推荐系统是否真的如其声称的那样工作的问题,同时还将分析对相关设计决策有重大影响的往往适得其反的经济激励结构。最后,我将解释欧盟《通用数据保护条例》(GDPR)、拟议的欧盟《数字服务法》(DSA)和拟议的欧盟《人工智能法案》中所设想的人工智能系统数据控制者和提供者的选择架构将如何通过限制对人们的定位方式(GDPR、DSA)以及要求提供高风险推荐系统稳健性、弹性、可靠性以及负责任的设计和部署的书面证据(《人工智能法案》)来帮助突破各种恶性循环。

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