QUEST Center for Responsible Research, Berlin Institute of Health at Charité-Universitätsmedizin Berlin, Berlin, Germany.
Institute for Ethics, History and Philosophy of Medicine, Medizinische Hochschule Hannover, Hannover, Germany.
PLoS Med. 2023 Oct 31;20(10):e1004306. doi: 10.1371/journal.pmed.1004306. eCollection 2023 Oct.
Clinical trial registries allow assessment of deviations of published trials from their protocol, which may indicate a considerable risk of bias. However, since entries in many registries can be updated at any time, deviations may go unnoticed. We aimed to assess the frequency of changes to primary outcomes in different historical versions of registry entries, and how often they would go unnoticed if only deviations between published trial reports and the most recent registry entry are assessed.
We analyzed the complete history of changes of registry entries in all 1746 randomized controlled trials completed at German university medical centers between 2009 and 2017, with published results up to 2022, that were registered in ClinicalTrials.gov or the German WHO primary registry (German Clinical Trials Register; DRKS). Data were retrieved on 24 January 2022. We assessed deviations between registry entries and publications in a random subsample of 292 trials. We determined changes of primary outcomes (1) between different versions of registry entries at key trial milestones, (2) between the latest registry entry version and the results publication, and (3) changes that occurred after trial start with no change between latest registry entry version and publication (so that assessing the full history of changes is required for detection of changes). We categorized changes as major if primary outcomes were added, dropped, changed to secondary outcomes, or secondary outcomes were turned into primary outcomes. We also assessed (4) the proportion of publications transparently reporting changes and (5) characteristics associated with changes. Of all 1746 trials, 23% (n = 393) had a primary outcome change between trial start and latest registry entry version, with 8% (n = 142) being major changes, that is, primary outcomes were added, dropped, changed to secondary outcomes, or secondary outcomes were turned into primary outcomes. Primary outcomes in publications were different from the latest registry entry version in 41% of trials (120 of the 292 sampled trials; 95% confidence interval (CI) [35%, 47%]), with major changes in 18% (54 of 292; 95% CI [14%, 23%]). Overall, 55% of trials (161 of 292; 95% CI [49%, 61%]) had primary outcome changes at any timepoint over the course of a trial, with 23% of trials (67 of 292; 95% CI [18%, 28%]) having major changes. Changes only within registry records, with no apparent discrepancy between latest registry entry version and publication, were observed in 14% of trials (41 of 292; 95% CI [10%, 19%]), with 4% (13 of 292; 95% CI [2%, 7%]) being major changes. One percent of trials with a change reported this in their publication (2 of 161 trials; 95% CI [0%, 4%]). An exploratory logistic regression analysis indicated that trials were less likely to have a discrepant registry entry if they were registered more recently (odds ratio (OR) 0.74; 95% CI [0.69, 0.80]; p<0.001), were not registered on ClinicalTrials.gov (OR 0.41; 95% CI [0.23, 0.70]; p = 0.002), or were not industry-sponsored (OR 0.29; 95% CI [0.21, 0.41]; p<0.001). Key limitations include some degree of subjectivity in the categorization of outcome changes and inclusion of a single geographic region.
In this study, we observed that changes to primary outcomes occur in 55% of trials, with 23% trials having major changes. They are rarely transparently reported in the results publication and often not visible in the latest registry entry version. More transparency is needed, supported by deeper analysis of registry entries to make these changes more easily recognizable. Protocol registration: Open Science Framework (https://osf.io/t3qva; amendment in https://osf.io/qtd2b).
临床试验注册允许评估已发表试验与方案的偏差,这可能表明存在相当大的偏倚风险。然而,由于许多注册中的条目可以随时更新,因此偏差可能会被忽略。我们旨在评估不同历史版本的注册条目中主要结局变化的频率,以及仅评估已发表试验报告与最新注册条目之间的偏差时,这些变化被忽略的频率。
我们分析了 2009 年至 2017 年间在德国大学医学中心完成的 1746 项随机对照试验的完整历史记录,这些试验都有已发表的结果,并且在 ClinicalTrials.gov 或德国世界卫生组织主要注册机构(德国临床试验注册处;DRKS)中进行了注册。数据于 2022 年 1 月 24 日检索。我们在 292 项试验的随机子样本中评估了注册条目和出版物之间的偏差。我们确定了(1)在关键试验里程碑上不同版本的注册条目之间,(2)最新注册条目版本和结果出版物之间,(3)试验开始后发生的变化,但最新注册条目版本和出版物之间没有变化(因此需要评估变化的完整历史记录才能检测到变化)的主要结局变化。我们将主要结局被添加、删除、改为次要结局,或次要结局改为主要结局的变化归类为重大变化。我们还评估了(4)透明报告变化的出版物比例,(5)与变化相关的特征。在所有 1746 项试验中,23%(n=393)在试验开始和最新注册条目版本之间发生了主要结局变化,其中 8%(n=142)为重大变化,即主要结局被添加、删除、改为次要结局,或次要结局改为主要结局。在 292 项抽样试验中,有 41%(120 项)的试验出版物中的主要结局与最新注册条目版本不同,其中 18%(54 项)为重大变化(95%置信区间[35%,47%])。总体而言,55%(161 项)的试验在试验过程中的任何时间点都发生了主要结局变化,其中 23%(67 项)的试验有重大变化(95%置信区间[18%,28%])。在 14%(41 项)的试验中观察到仅在注册记录中发生的变化,而最新注册条目版本和出版物之间没有明显差异,其中 4%(13 项)的试验为重大变化(95%置信区间[2%,7%])。有变化的试验中,只有 1%(2 项)在其出版物中报告了这一点(95%置信区间[0%,4%])。一项探索性逻辑回归分析表明,如果试验最近注册(优势比[OR]0.74;95%置信区间[0.69,0.80];p<0.001),未在 ClinicalTrials.gov 上注册(OR0.41;95%置信区间[0.23,0.70];p=0.002),或不是行业资助(OR0.29;95%置信区间[0.21,0.41];p<0.001),则不太可能出现不一致的注册条目。主要局限性包括结局变化的分类存在一定程度的主观性,以及仅包括单一地理区域。
在这项研究中,我们观察到主要结局的变化发生在 55%的试验中,其中 23%的试验有重大变化。它们在结果出版物中很少被透明地报告,并且在最新的注册条目版本中也经常不可见。需要更多的透明度,并通过更深入地分析注册条目来支持,以使这些变化更容易识别。方案注册:开放科学框架(https://osf.io/t3qva;在 https://osf.io/qtd2b 中进行了修订)。