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来自元流行病学研究的有力证据表明,在未能优化随机化以及使患者和结果评估者保持盲态的随机试验中,效应被高估了。

Compelling evidence from meta-epidemiological studies demonstrates overestimation of effects in randomized trials that fail to optimize randomization and blind patients and outcome assessors.

作者信息

Wang Ying, Parpia Sameer, Couban Rachel, Wang Qi, Armijo-Olivo Susan, Bassler Dirk, Briel Matthias, Brignardello-Petersen Romina, Gluud Lise Lotte, Keitz Sheri A, Letelier Luz M, Ravaud Philippe, Schulz Kenneth F, Siemieniuk Reed A C, Zeraatkar Dena, Guyatt Gordon H

机构信息

Department of Health Research Methods, Evidence and Impact, McMaster University, Hamilton, Ontario, Canada.

Department of Oncology, McMaster University, Hamilton, Ontario, Canada.

出版信息

J Clin Epidemiol. 2024 Jan;165:111211. doi: 10.1016/j.jclinepi.2023.11.001. Epub 2023 Nov 7.

DOI:10.1016/j.jclinepi.2023.11.001
PMID:37939743
Abstract

OBJECTIVES

To investigate the impact of potential risk of bias elements on effect estimates in randomized trials.

STUDY DESIGN AND SETTING

We conducted a systematic survey of meta-epidemiological studies examining the influence of potential risk of bias elements on effect estimates in randomized trials. We included only meta-epidemiological studies that either preserved the clustering of trials within meta-analyses (compared effect estimates between trials with and without the potential risk of bias element within each meta-analysis, then combined across meta-analyses; between-trial comparisons), or preserved the clustering of substudies within trials (compared effect estimates between substudies with and without the element, then combined across trials; within-trial comparisons). Separately for studies based on between- and within-trial comparisons, we extracted ratios of odds ratios (RORs) from each study and combined them using a random-effects model. We made overall inferences and assessed certainty of evidence based on Grading of Recommendations, Assessment, development, and Evaluation and Instrument to assess the Credibility of Effect Modification Analyses.

RESULTS

Forty-one meta-epidemiological studies (34 of between-, 7 of within-trial comparisons) proved eligible. Inadequate random sequence generation (ROR 0.94, 95% confidence interval [CI] 0.90-0.97) and allocation concealment (ROR 0.92, 95% CI 0.88-0.97) probably lead to effect overestimation (moderate certainty). Lack of patients blinding probably overestimates effects for patient-reported outcomes (ROR 0.36, 95% CI 0.28-0.48; moderate certainty). Lack of blinding of outcome assessors results in effect overestimation for subjective outcomes (ROR 0.69, 95% CI 0.51-0.93; high certainty). The impact of patients or outcome assessors blinding on other outcomes, and the impact of blinding of health-care providers, data collectors, or data analysts, remain uncertain. Trials stopped early for benefit probably overestimate effects (moderate certainty). Trials with imbalanced cointerventions may overestimate effects, while trials with missing outcome data may underestimate effects (low certainty). Influence of baseline imbalance, compliance, selective reporting, and intention-to-treat analysis remain uncertain.

CONCLUSION

Failure to ensure random sequence generation or adequate allocation concealment probably results in modest overestimates of effects. Lack of patients blinding probably leads to substantial overestimates of effects for patient-reported outcomes. Lack of blinding of outcome assessors results in substantial effect overestimation for subjective outcomes. For other elements, though evidence for consistent systematic overestimate of effect remains limited, failure to implement these safeguards may still introduce important bias.

摘要

目的

探讨随机试验中潜在偏倚风险因素对效应估计值的影响。

研究设计与设置

我们对元流行病学研究进行了系统调查,以检验随机试验中潜在偏倚风险因素对效应估计值的影响。我们仅纳入了在元分析中保留试验聚类的元流行病学研究(在每个元分析中比较有和没有潜在偏倚风险因素的试验之间的效应估计值,然后跨元分析合并;试验间比较),或在试验中保留子研究聚类的研究(比较有和没有该因素的子研究之间的效应估计值,然后跨试验合并;试验内比较)。对于基于试验间和试验内比较的研究,我们分别从每项研究中提取比值比(ROR),并使用随机效应模型进行合并。我们基于推荐分级、评估、制定与评价(GRADE)以及效应修饰分析可信度评估工具(ICEMAN)进行总体推断并评估证据的确定性。

结果

41项元流行病学研究(34项试验间比较,7项试验内比较)符合纳入标准。随机序列产生不充分(ROR 0.94,95%置信区间[CI] 0.90 - 0.97)和分配隐藏不充分(ROR 0.92,95% CI 0.88 - 0.97)可能导致效应估计值高估(中等确定性)。患者未设盲可能会高估患者报告结局的效应(ROR 0.36,95% CI 0.28 - 0.48;中等确定性)。结局评估者未设盲会导致主观结局的效应估计值高估(ROR 0.69,95% CI 0.51 - 0.93;高确定性)。患者或结局评估者设盲对其他结局的影响,以及医护人员、数据收集者或数据分析者设盲的影响仍不确定。因获益而提前终止试验可能会高估效应(中等确定性)。共干预措施不均衡的试验可能会高估效应,而结局数据缺失的试验可能会低估效应(低确定性)。基线不均衡、依从性、选择性报告以及意向性分析的影响仍不确定。

结论

未能确保随机序列产生或充分的分配隐藏可能会导致效应估计值出现适度高估。患者未设盲可能会导致患者报告结局的效应估计值大幅高估。结局评估者未设盲会导致主观结局的效应大幅高估。对于其他因素,尽管一致系统性高估效应的证据仍然有限,但未实施这些保障措施仍可能引入重要偏倚。

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