Division of Nursing, Midwifery and Social Work, School of Health Sciences, University of Manchester, Manchester, UK.
Population Health Sciences, Bristol Medical School, University of Bristol, Bristol, UK.
Health Technol Assess. 2024 Jan;28(3):1-120. doi: 10.3310/FGGW6874.
BACKGROUND: Containment (e.g. physical restraint and seclusion) is used frequently in mental health inpatient settings. Containment is associated with serious psychological and physical harms. De-escalation (psychosocial techniques to manage distress without containment) is recommended to manage aggression and other unsafe behaviours, for example self-harm. All National Health Service staff are trained in de-escalation but there is little to no evidence supporting training's effectiveness. OBJECTIVES: Objectives were to: (1) qualitatively investigate de-escalation and identify barriers and facilitators to use across the range of adult acute and forensic mental health inpatient settings; (2) co-produce with relevant stakeholders an intervention to enhance de-escalation across these settings; (3) evaluate the intervention's preliminary effect on rates of conflict (e.g. violence, self-harm) and containment (e.g. seclusion and physical restraint) and understand barriers and facilitators to intervention effects. DESIGN: Intervention development informed by Experience-based Co-design and uncontrolled pre and post feasibility evaluation. Systematic reviews and qualitative interviews investigated contextual variation in use and effects of de-escalation. Synthesis of this evidence informed co-design of an intervention to enhance de-escalation. An uncontrolled feasibility trial of the intervention followed. Clinical outcome data were collected over 24 weeks including an 8-week pre-intervention phase, an 8-week embedding and an 8-week post-intervention phase. SETTING: Ten inpatient wards (including acute, psychiatric intensive care, low, medium and high secure forensic) in two United Kingdom mental health trusts. PARTICIPANTS: In-patients, clinical staff, managers, carers/relatives and training staff in the target settings. INTERVENTIONS: Enhancing de-escalation techniques in adult acute and forensic units: Development and evaluation of an evidence-based training intervention (EDITION) interventions included de-escalation training, two novel models of reflective practice, post-incident debriefing and feedback on clinical practice, collaborative prescribing and ward rounds, practice changes around admission, shift handovers and the social and physical environment, and sensory modulation and support planning to reduce patient distress. MAIN OUTCOME MEASURES: Outcomes measured related to feasibility (recruitment and retention, completion of outcome measures), training outcomes and clinical and safety outcomes. Conflict and containment rates were measured via the Patient-Staff Conflict Checklist. Clinical outcomes were measured using the Attitudes to Containment Measures Questionnaire, Attitudes to Personality Disorder Questionnaire, Violence Prevention Climate Scale, Capabilities, Opportunities, and Motivation Scale, Coercion Experience Scale and Perceived Expressed Emotion in Staff Scale. RESULTS: Completion rates of the proposed primary outcome were very good at 68% overall (excluding remote data collection), which increased to 76% (excluding remote data collection) in the post-intervention period. Secondary outcomes had high completion rates for both staff and patient respondents. Regression analyses indicated that reductions in conflict and containment were both predicted by study phase (pre, embedding, post intervention). There were no adverse events or serious adverse events related to the intervention. CONCLUSIONS: Intervention and data-collection procedures were feasible, and there was a signal of an effect on the proposed primary outcome. LIMITATIONS: Uncontrolled design and self-selecting sample. FUTURE WORK: Definitive trial determining intervention effects. TRIAL REGISTRATION: This trial is registered as ISRCTN12826685 (closed to recruitment). FUNDING: This award was funded by the National Institute for Health and Care Research (NIHR) Health Technology Assessment programme (NIHR award ref: 16/101/02) and is published in full in ; Vol. 28, No. 3. See the NIHR Funding and Awards website for further award information. CONTEXT: Conflict (a term used to describe a range of potentially unsafe events including violence, self-harm, rule-breaking, medication refusal, illicit drug and alcohol use and absconding) in mental health settings causes serious physical and psychological harm. Containment interventions which are intended to minimise harm from violence (and other conflict behaviours) such as restraint, seclusion and rapid tranquilisation can result in serious injuries to patients and, occasionally, death. Involvement in physical restraint is the most common cause of serious physical injury to National Health Service mental health staff in the United Kingdom. Violence to staff results in substantial costs to the health service in sickness and litigation payments. Containment interventions are also expensive (e.g. physical restraint costs mental health services £6.1 million and enhanced observations £88 million per annum). Despite these harms, recent findings indicate containment interventions such as seclusion and physical restraint continue to be used frequently in mental health settings. Clinical trials have demonstrated that interventions can reduce containment without increasing violence and other conflict behaviours (e.g. verbal aggression, self-harm). Substantial cost-savings result from reducing containment use. De-escalation, as an intervention to manage aggression and potential violence without restrictive practices, is a core intervention. 'De-escalation' is a collective term for a range of psychosocial techniques designed to reduce distress and anger without the need to use 'containment' interventions (measures to prevent harm through restricting a person's ability to act independently, such as physical restraint and seclusion). Evidence indicates that de-escalation involves ensuring conditions for safe intervention and effective communication are established, clarifying and attempting to resolve the patient's concern, conveyance of respect and empathy and regulating unhelpful emotions such as anxiety and anger. Despite featuring prominently in clinical guidelines and training policy domestically and internationally and being a component of mandatory National Health Service training, there is no evidence-based model on which to base training. A systematic review of de-escalation training effectiveness and acceptability conducted in 2015 concluded: (1) no model of training has demonstrated effectiveness in a sufficiently rigorous evaluation, (2) the theoretical underpinning of evaluated models was often unclear and (3) there has been inadequate investigation of the characteristics of training likely to enhance acceptability and uptake. Despite all National Health Service staff being trained in de-escalation there have been no high-quality trials evaluating the effectiveness and cost-effectiveness of training. Feasibility studies are needed to establish whether it is possible to conduct a definitive trial that can determine the clinical, safety and cost-effectiveness of this intervention.
背景:约束(例如身体限制和隔离)在精神科住院环境中经常使用。约束与严重的心理和身体伤害有关。为了管理攻击和其他不安全行为,例如自残,建议使用降级(管理压力而不使用约束的心理社会技术)。所有国民保健服务人员都接受过降级培训,但几乎没有证据支持培训的有效性。
目的:目的是:(1)定性研究降级,并确定在各种成人急性和法医精神病住院环境中使用降级的障碍和促进因素;(2)与相关利益相关者共同制定增强这些环境中降级的干预措施;(3)评估干预对冲突(例如暴力、自残)和约束(例如隔离和身体限制)发生率的初步影响,并了解干预效果的障碍和促进因素。
设计:经验基础共同设计和未对照的前、后可行性评估为干预措施的发展提供了信息。系统评价和定性访谈调查了降级的使用情况和效果的背景变化。对这一证据的综合分析为增强降级的干预措施提供了共同设计。随后进行了干预措施的未对照可行性试验。在 24 周内收集临床结果数据,包括 8 周的干预前阶段、8 周的嵌入阶段和 8 周的干预后阶段。
地点:两家英国心理健康信托基金的 10 个住院病房(包括急性、精神病重症监护、低、中、高安全法医)。
参与者:目标环境中的住院患者、临床工作人员、管理人员、护理人员/亲属和培训人员。
干预措施:增强成人急性和法医单位的降级技术:发展和评估基于证据的培训干预措施(EDITION)干预措施包括降级培训、两种新的反思实践模型、事件后汇报和对临床实践的反馈、协作处方和病房查房、入院、交接班和社会和物理环境的改变,以及感官调节和支持计划,以减轻患者的痛苦。
主要结果测量:与可行性相关的结果(招募和保留、完成结果测量)、培训结果以及临床和安全结果。通过病人-工作人员冲突检查表测量冲突和约束率。临床结果使用态度控制措施问卷、人格障碍问卷、暴力预防气候量表、能力、机会和动机量表、强迫经历量表和工作人员感知情绪量表来测量。
结果:提出的主要结果的完成率总体上非常好,为 68%(不包括远程数据收集),在干预后期间增加到 76%(不包括远程数据收集)。员工和患者受访者的次要结果都有很高的完成率。回归分析表明,冲突和约束的减少都与研究阶段(前、嵌入、干预后)有关。没有与干预相关的不良事件或严重不良事件。
结论:干预和数据收集程序是可行的,并且对提出的主要结果有信号显示。
局限性:无对照设计和自我选择样本。
未来工作:确定干预效果的确定性试验。
试验注册:该试验在 ISRCTN 注册(已关闭招募)。
资金:该奖项由英国国家卫生与保健研究中心(NIHR)健康技术评估计划(NIHR 奖项参考:16/101/02)资助,并在;第 28 卷,第 3 期全文发表。请访问 NIHR 资助和奖项网站以获取更多奖项信息。
背景:精神卫生环境中的冲突(用于描述一系列潜在不安全事件的术语,包括暴力、自残、违反规则、拒绝服药、非法药物和酒精使用以及潜逃)会造成严重的身体和心理伤害。旨在最大限度地减少暴力(和其他冲突行为)伤害的干预措施,如约束、隔离和快速镇静,可能会导致患者严重受伤,偶尔甚至死亡。在英国国家卫生服务机构中,涉及身体限制是导致心理健康工作人员遭受最常见的严重身体伤害的原因。对工作人员的暴力行为导致卫生服务部门在病假和诉讼付款方面产生巨大成本。约束干预措施也非常昂贵(例如,身体限制对心理健康服务的费用为 610 万英镑,增强观察费用为 8800 万英镑)。尽管存在这些危害,但最近的研究结果表明,尽管存在这些危害,但在精神卫生环境中,约束干预措施,如隔离和身体限制,仍在频繁使用。临床试验表明,干预措施可以减少约束而不增加暴力和其他冲突行为(例如言语攻击、自残)。减少约束使用会带来大量成本节约。降级作为一种无需限制措施即可管理攻击性和潜在暴力的干预措施,是一种核心干预措施。“降级”是一系列心理社会技术的统称,旨在减少压力和愤怒,而无需使用“约束”干预措施(防止伤害的措施,例如限制一个人独立行动的能力,例如身体限制和隔离)。证据表明,降级包括确保建立安全干预和有效沟通的条件,澄清并试图解决患者的担忧,传达尊重和同理心,并调节焦虑和愤怒等无益情绪。尽管在国内和国际上的临床指南和培训政策中都突出强调了降级,并且是国家卫生服务强制性培训的组成部分,但没有基于证据的培训模式。2015 年进行的一项降级培训效果和可接受性的系统评价得出结论:(1)没有一种培训模式在足够严格的评估中证明了有效性,(2)评估模式的理论基础往往不明确,(3)对可能增强可接受性和接受度的培训特征的研究不足。尽管所有国家卫生服务人员都接受过降级培训,但没有高质量的试验评估培训的有效性和成本效益。需要可行性研究来确定是否有可能进行一项能够确定该干预措施的临床、安全性和成本效益的确定性试验。
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