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一种面向周期调制的抗噪声相关方法,用于在系统信号可用性有限的情况下对旋转机械进行工业故障诊断。

A periodic-modulation-oriented noise resistant correlation method for industrial fault diagnostics of rotating machinery under the circumstances of limited system signal availability.

作者信息

Hou Yaochun, Wu Peng, Wu Dazhuan

机构信息

Institute of Process Equipment, College of Energy Engineering, Zhejiang University, Hangzhou 310027, China; Department of Mechanical Engineering, Massachusetts Institute of Technology, Cambridge, MA 02139, United States.

Institute of Process Equipment, College of Energy Engineering, Zhejiang University, Hangzhou 310027, China.

出版信息

ISA Trans. 2024 Aug;151:258-284. doi: 10.1016/j.isatra.2024.05.051. Epub 2024 Jun 5.

Abstract

The periodical impulses caused by localized defects of components are the vital characteristic information for fault detection and diagnosis of rotating machines. In recent years, multitudinous spectrum analysis-based signal processing methods have been developed and authenticated as the powerful tools for excavating fault-related repetitive transients from the measured complex signals. Nonetheless, in practice, their applications can be severely confined by the constraints of limited system signal availability and incomplete information extraction under intricate noise interferences. To tackle the aforementioned issues, this paper proposes a periodic-modulation-oriented noise resistant correlation (PMONRC) method for target period detection and fault diagnosis of rotating machinery. Firstly, the envelope of raw signal is obtained via a novel sequential procedure of signal element-wise squaring, spectral Gini index-guided adaptive low-pass filtering, and signal element-wise square root computation, to highlight the modulated wave component that is more likely to be related to the potential fault-induced periods. Subsequently, a series of sub-signals, which can encode the fault-related repetitive information and enhance noise resistance, are constructed utilizing the envelope signal. Based upon the envelope signal and the obtained sub-signals, a weighted envelope noise resistant correlation function can be derived with the assistance of the L-moment ratio-based indicator and Sigmoid transformation. Finally, the specific fault type of the rotating machinery can be identified and affirmed accordingly. The proposed PMONRC method, which is nonparametric and completely adaptive to the signal being processed itself, overcomes the deficiencies of spectral analysis-based approaches, and is applicable for the engineering circumstances of system signal limitation and low signal-to-noise ratio (SNR), possessing immense practical merit. Both simulation analyses and experimental validations profoundly demonstrate that the proposed method is superior to other existing state-of-the-art time-domain correlation methods. Moreover, as an attempt as well as exemplar to apply this method, the PMONRC-based incipient fault diagnostic results of rolling bearing data from the well-known experimental platform PRONOSTIA are presented and discussed as well, to further elucidate the effectiveness and practical engineering significance of the proposed method.

摘要

由部件局部缺陷引起的周期性脉冲是旋转机械故障检测与诊断的关键特征信息。近年来,众多基于频谱分析的信号处理方法得到了发展并被确认为从测量的复杂信号中挖掘与故障相关的重复瞬态的有力工具。然而,在实际应用中,它们的应用可能会受到系统信号可用性有限以及复杂噪声干扰下信息提取不完整的严重限制。为了解决上述问题,本文提出了一种面向周期性调制的抗噪声相关(PMONRC)方法,用于旋转机械的目标周期检测和故障诊断。首先,通过一种新颖的信号逐元素平方、频谱基尼指数引导的自适应低通滤波以及信号逐元素平方根计算的顺序过程来获得原始信号的包络,以突出更可能与潜在故障诱导周期相关的调制波分量。随后,利用包络信号构建一系列能够编码与故障相关的重复信息并增强抗噪声能力的子信号。基于包络信号和获得的子信号,借助基于L矩比的指标和Sigmoid变换可以导出加权包络抗噪声相关函数。最后,可以相应地识别并确定旋转机械的具体故障类型。所提出的PMONRC方法是非参数的,并且完全自适应于被处理的信号本身,克服了基于频谱分析方法的不足,适用于系统信号受限和低信噪比(SNR)的工程环境,具有巨大的实际价值。仿真分析和实验验证都深刻表明,所提出的方法优于其他现有的先进时域相关方法。此外,作为应用该方法的一次尝试和范例,还展示并讨论了基于PMONRC的来自著名实验平台PRONOSTIA的滚动轴承数据的早期故障诊断结果,以进一步阐明所提出方法的有效性和实际工程意义。

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