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使用可解释的机器学习评估城市尺度下细颗粒物空气污染的驱动因素。

Evaluating drivers of PM air pollution at urban scales using interpretable machine learning.

作者信息

Hou Yali, Wang Qunwei, Tan Tao

机构信息

College of Information Engineering, Nanjing Xiaozhuang University, Nanjing 211171, China.

College of Economics and Management, Nanjing University of Aeronautics and Astronautics, Nanjing 211106, China.

出版信息

Waste Manag. 2025 Jan 15;192:114-124. doi: 10.1016/j.wasman.2024.11.025. Epub 2024 Dec 1.

DOI:10.1016/j.wasman.2024.11.025
PMID:39622115
Abstract

Reducing urban fine particulate matter (PM) concentrations is essential for China to achieve the Sustainable Development Goals (SDGs). Identifying the key drivers of PM will enable the development of targeted strategies to reduce PM levels. This study introduces a machine-learning model that combines CatBoost and the Tree-Structured Parzen Estimator (TPE) to analyze PM concentration across 297 cities between 2000 and 2021. SHapley Additive exPlanations (SHAP) were employed to identify the primary factors influencing urban PM concentrations. The study revealed that the proposed model has high accuracy in predicting urban PM concentrations, achieving a coefficient of determination (R) score of 96.44%. Socioeconomic and industrial activity are key drivers of PM concentrations. This study not only quantifies the primary factors exacerbating or alleviating pollution for each city or province during the 2000-2021 period but also evaluates the influence of operational factors such as technological and public financial expenditures. In 2000, the main contributors to pollution in four heavily polluted cities included substantial nitrogen oxide emissions, inadequate technology investments, and excessive population density and liquefied gas consumption. Due to the rapid reduction in nitrogen oxide emissions, pollution levels in these cities have improved substantially. In the future, the most effective strategies for pollution reduction in these cities will focus on controlling population density and slowing down mining development. The proposed framework serves as a robust evaluation tool and can propose tailored strategies to control PM concentrations effectively in each city.

摘要

降低城市细颗粒物(PM)浓度对中国实现可持续发展目标(SDG)至关重要。识别PM的关键驱动因素将有助于制定针对性策略以降低PM水平。本研究引入了一种结合CatBoost和树状结构帕曾估计器(TPE)的机器学习模型,以分析2000年至2021年间297个城市的PM浓度。采用夏普利加性解释(SHAP)来识别影响城市PM浓度的主要因素。研究表明,所提出的模型在预测城市PM浓度方面具有较高的准确性,决定系数(R)得分达到96.44%。社会经济和工业活动是PM浓度的关键驱动因素。本研究不仅量化了2000 - 2021年期间每个城市或省份加剧或减轻污染的主要因素,还评估了技术和公共财政支出等运营因素的影响。2000年,四个重度污染城市的主要污染贡献因素包括大量氮氧化物排放、技术投资不足、过高的人口密度和液化气消耗。由于氮氧化物排放量的快速下降,这些城市的污染水平已大幅改善。未来,这些城市最有效的污染减排策略将集中在控制人口密度和减缓矿业发展上。所提出的框架是一个强大的评估工具,可以提出针对性策略以有效控制每个城市的PM浓度。

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