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中风管理与分析风险工具(SMART):一种用于糖尿病相关中风预测的可解释临床应用。

Stroke Management and Analysis Risk Tool (SMART): An interpretable clinical application for diabetes-related stroke prediction.

作者信息

Sun Yumeng, Li Jiaxi, He Haiyang, Xing Gaochang, Liu Zixuan, Meng Qingpeng, Xu Mingjun, Huang Letian, Pan Zhe, Liao Jun, Ji Cheng

机构信息

Department of Pharmacy, China Pharmaceutical University Nanjing Drum Tower Hospital, #639 Longmian Avenue, Jiangning District, Nanjing, 211198, Jiangsu Province, China; School of Basic Medicine and Clinical Pharmacy, China Pharmaceutical University, #639 Longmian Avenue, Jiangning District, Nanjing, 211198, Jiangsu Province, China.

Department of Pharmacy, China Pharmaceutical University Nanjing Drum Tower Hospital, #639 Longmian Avenue, Jiangning District, Nanjing, 211198, Jiangsu Province, China.

出版信息

Nutr Metab Cardiovasc Dis. 2025 Apr;35(4):103841. doi: 10.1016/j.numecd.2024.103841. Epub 2024 Dec 29.

Abstract

BACKGROUND AND AIMS

The growing global burden of diabetes and stroke poses a significant public health challenge. This study aims to analyze factors and create an interpretable stroke prediction model for diabetic patients.

METHODS AND RESULTS

Data from 20,014 patients were collected from the Affiliated Drum Tower Hospital, Medical School of Nanjing University, between 2021 and 2022. After handling the missing values, feature engineering included LASSO, SVM-RFE, and multi-factor regression techniques. The dataset was split 8:2 for training and testing, with the Synthetic Minority Oversampling Technique (SMOTE) to balance classes. Various machine learning and deep learning techniques, such as Random Forest (RF) and deep neural networks (DNN), have been utilized for model training. SHAP and a dedicated website showed the interpretability and practicality of the model. This study identified 11 factors influencing stroke incidence, with the RF and DNN algorithms achieving AUC values of 0.95 and 0.91, respectively. The Stroke Management and Analysis Risk Tool (SMART) was developed for clinical use.

PRIMARY ENDPOINT

The predictive performance of SMART in assessing stroke risk in diabetic patients was evaluated using AUC.

SECONDARY ENDPOINTS

Evaluated accuracy (precision, recall, F1-score), interpretability via SHAP values, and clinical utility, emphasizing user interface. Statistical analysis of EHR data using univariate and multivariate methods, with model validation on a separate test set.

CONCLUSIONS

An interpretable stroke-predictive model was created for patients with diabetes. This model proposes that standard clinical and laboratory parameters can predict the stroke risk in individuals with diabetes.

摘要

背景与目的

全球糖尿病和中风负担日益加重,这对公共卫生构成了重大挑战。本研究旨在分析相关因素,并为糖尿病患者创建一个可解释的中风预测模型。

方法与结果

2021年至2022年期间,从南京大学医学院附属鼓楼医院收集了20014例患者的数据。在处理缺失值后,特征工程包括套索回归(LASSO)、支持向量机递归特征消除(SVM-RFE)和多因素回归技术。数据集按8:2比例划分为训练集和测试集,并采用合成少数过采样技术(SMOTE)来平衡类别。利用了各种机器学习和深度学习技术,如随机森林(RF)和深度神经网络(DNN)进行模型训练。SHAP值和一个专门网站展示了该模型的可解释性和实用性。本研究确定了11个影响中风发病率的因素,RF和DNN算法的曲线下面积(AUC)值分别达到0.95和0.91。开发了中风管理与分析风险工具(SMART)以供临床使用。

主要终点

使用AUC评估SMART在评估糖尿病患者中风风险方面的预测性能。

次要终点

评估准确性(精确率、召回率、F1分数)、通过SHAP值的可解释性以及临床实用性,重点关注用户界面。使用单变量和多变量方法对电子健康记录(EHR)数据进行统计分析,并在单独的测试集上进行模型验证。

结论

为糖尿病患者创建了一个可解释的中风预测模型。该模型表明,标准的临床和实验室参数可以预测糖尿病个体的中风风险。

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