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同行评审面临的威胁:一项定性研究

Threats to grant peer review: a qualitative study.

作者信息

Sims Gould Joanie, Lasinsky Anne M, Mota Adrian, Khan Karim M, Ardern Clare L

机构信息

Department of Family Practice, University of British Columbia, Vancouver, British Columbia, Canada

University of British Columbia, Vancouver, British Columbia, Canada.

出版信息

BMJ Open. 2025 Feb 20;15(2):e091666. doi: 10.1136/bmjopen-2024-091666.

DOI:10.1136/bmjopen-2024-091666
PMID:39979050
原文链接:https://pmc.ncbi.nlm.nih.gov/articles/PMC11842976/
Abstract

BACKGROUND AND OBJECTIVES

Peer review is ubiquitous in evaluating scientific research. While peer review of manuscripts submitted to journals has been widely studied, there has been relatively less attention paid to peer review of grant applications (despite how crucial peer review is to researchers having the means and capacity to conduct research). There is spirited debate in academic community forums (including on social media) about the perceived benefits and limitations of grant peer review. The aim of our study was to understand the experiences and challenges faced by grant peer reviewers.

METHODS

Therefore, we conducted qualitative interviews with 18 members of grant review panels-the Chairs, peer reviewers and Scientific Officers of a national funding agency-that highlight threats to the integrity of grant peer review.

RESULTS

We identified three threats: (1) lack of training and limited opportunities to learn, (2) challenges in differentiating and rating applications of similar strength, and (3) reviewers weighting reputations and relationships in the review process to differentiate grant applications of a similar strength. These threats were compounded by reviewers' stretched resources or lack of time. Our data also highlighted the essential role of the Chair in ensuring transparency and rigorous grant peer review.

CONCLUSIONS

As researchers continue to evaluate the threats to grant peer review, the reality of stretched resources and time must be considered. We call on funders and academic institutions to implement practices that reduce reviewer burden.

摘要

背景与目的

同行评审在评估科学研究中无处不在。虽然提交给期刊的稿件同行评审已得到广泛研究,但对科研基金申请同行评审的关注相对较少(尽管同行评审对研究人员开展研究的资金和能力至关重要)。在学术社区论坛(包括社交媒体)上,关于科研基金同行评审的 perceived 益处和局限性存在激烈辩论。我们研究的目的是了解科研基金同行评审员所面临的经历和挑战。

方法

因此,我们对一个国家资助机构的科研基金评审小组的 18 名成员——主席、同行评审员和科学官员进行了定性访谈,这些访谈突出了科研基金同行评审诚信面临的威胁。

结果

我们识别出三种威胁:(1)缺乏培训且学习机会有限;(2)区分和评定相似实力申请的挑战;(3)评审员在评审过程中权衡声誉和关系以区分相似实力的科研基金申请。这些威胁因评审员资源紧张或时间不足而加剧。我们的数据还突出了主席在确保科研基金同行评审透明和严格方面的关键作用。

结论

随着研究人员继续评估科研基金同行评审面临的威胁,必须考虑资源紧张和时间有限的现实情况。我们呼吁资助者和学术机构实施减轻评审员负担的做法。

相似文献

1
Threats to grant peer review: a qualitative study.同行评审面临的威胁:一项定性研究
BMJ Open. 2025 Feb 20;15(2):e091666. doi: 10.1136/bmjopen-2024-091666.
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Low agreement among reviewers evaluating the same NIH grant applications.评审人对同一项 NIH 资助申请的评价一致性低。
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本文引用的文献

1
Ranking versus rating in peer review of research grant applications.同行评议研究资助申请中的排名与评级。
PLoS One. 2023 Oct 5;18(10):e0292306. doi: 10.1371/journal.pone.0292306. eCollection 2023.
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Peer reviewers' dilemmas: a qualitative exploration of decisional conflict in the evaluation of grant applications in the medical humanities and social sciences.同行评审员的困境:对医学人文与社会科学领域资助申请评估中决策冲突的质性探索
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Nobel and novice: Author prominence affects peer review.
诺奖得主和新手:作者知名度影响同行评议。
Proc Natl Acad Sci U S A. 2022 Oct 11;119(41):e2205779119. doi: 10.1073/pnas.2205779119. Epub 2022 Oct 4.
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Downstream funding success of early career researchers for resubmitted versus new applications: A matched cohort.新申请与重新提交申请的早期职业研究人员的下游资金成功情况:匹配队列研究。
PLoS One. 2021 Nov 18;16(11):e0257559. doi: 10.1371/journal.pone.0257559. eCollection 2021.
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Sample sizes for saturation in qualitative research: A systematic review of empirical tests.定性研究中饱和度的样本量:实证检验的系统综述。
Soc Sci Med. 2022 Jan;292:114523. doi: 10.1016/j.socscimed.2021.114523. Epub 2021 Nov 2.
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Individual versus general structured feedback to improve agreement in grant peer review: a randomized controlled trial.个体与通用结构化反馈对提高资助同行评审一致性的影响:一项随机对照试验
Res Integr Peer Rev. 2021 Sep 30;6(1):12. doi: 10.1186/s41073-021-00115-5.
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A retrospective analysis of the peer review of more than 75,000 Marie Curie proposals between 2007 and 2018.对 2007 年至 2018 年间超过 75000 份玛丽·居里提案的同行评议进行回顾性分析。
Elife. 2021 Jan 13;10:e59338. doi: 10.7554/eLife.59338.
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The leaky pipeline in research grant peer review and funding decisions: challenges and future directions.研究资助同行评审和资金决策中的漏洞管道:挑战与未来方向。
High Educ (Dordr). 2021;82(1):145-162. doi: 10.1007/s10734-020-00626-y. Epub 2020 Oct 3.
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Grant reviewer perceptions of the quality, effectiveness, and influence of panel discussion.资助评审人员对小组讨论的质量、有效性和影响力的看法。
Res Integr Peer Rev. 2020 May 15;5:7. doi: 10.1186/s41073-020-00093-0. eCollection 2020.
10
The acceptability of using a lottery to allocate research funding: a survey of applicants.使用抽签方式分配研究资金的可接受性:对申请者的一项调查。
Res Integr Peer Rev. 2020 Feb 3;5:3. doi: 10.1186/s41073-019-0089-z. eCollection 2020.