诺奖得主和新手:作者知名度影响同行评议。
Nobel and novice: Author prominence affects peer review.
机构信息
Department of Banking and Finance, University of Innsbruck, 6020 Innsbruck, Austria.
Economic Science Institute, Chapman University, Orange, CA 92866.
出版信息
Proc Natl Acad Sci U S A. 2022 Oct 11;119(41):e2205779119. doi: 10.1073/pnas.2205779119. Epub 2022 Oct 4.
Peer review is a well-established cornerstone of the scientific process, yet it is not immune to biases like status bias, which we explore in this paper. Merton described this bias as prominent researchers getting disproportionately great credit for their contribution, while relatively unknown researchers get disproportionately little credit [R. K. Merton, 159, 56-63 (1968)]. We measured the extent of this bias in the peer-review process through a preregistered field experiment. We invited more than 3,300 researchers to review a finance research paper jointly written by a prominent author (a Nobel laureate) and by a relatively unknown author (an early career research associate), varying whether reviewers saw the prominent author's name, an anonymized version of the paper, or the less-well-known author's name. We found strong evidence for the status bias: More of the invited researchers accepted to review the paper when the prominent name was shown, and while only 23% recommended "reject" when the prominent researcher was the only author shown, 48% did so when the paper was anonymized, and 65% did when the little-known author was the only author shown. Our findings complement and extend earlier results on double-anonymized vs. single-anonymized review [R. Blank, 81, 1041-1067 (1991); M. A. Ucci, F. D'Antonio, V. Berghella, 4, 100645 (2022)].
同行评议是科学过程中一个成熟的基石,但它也不能免受像地位偏见这样的偏见的影响,我们在本文中探讨了这一偏见。默顿(R. K. Merton)将这种偏见描述为杰出的研究人员对其贡献获得不成比例的巨大赞誉,而相对不知名的研究人员则获得不成比例的很少赞誉[R. K. Merton, 159, 56-63 (1968)]。我们通过一项预先注册的现场实验来衡量同行评议过程中的这种偏见程度。我们邀请了超过 3300 名研究人员来评审一篇由一位知名作者(诺贝尔奖获得者)和一位相对不知名的作者(早期职业研究助理)共同撰写的金融研究论文,评审者可以看到知名作者的名字、匿名版本的论文或不太知名的作者的名字。我们发现了强有力的证据表明存在地位偏见:当显示知名作者的名字时,更多的受邀研究人员接受评审该论文,而当仅显示知名研究人员为唯一作者时,只有 23%的人建议“拒绝”,当论文匿名时,有 48%的人建议“拒绝”,而当仅显示不知名作者为唯一作者时,有 65%的人建议“拒绝”。我们的发现补充和扩展了早期关于双匿名与单匿名评审的结果[R. Blank, 81, 1041-1067 (1991); M. A. Ucci, F. D'Antonio, V. Berghella, 4, 100645 (2022)]。