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基于机器学习的电化学阻抗谱法用于锂金属电池退化的容量估计和拐点预测

Capacity Estimation and Knee Point Prediction Using Electrochemical Impedance Spectroscopy for Lithium Metal Battery Degradation via Machine Learning.

作者信息

Si Qianli, Matsuda Shoichi, Ando Yasunobu, Momma Toshiyuki, Tateyama Yoshitaka

机构信息

Department of Nanoscience and Nanoengineering, Faculty of Science and Engineering, Waseda University, 3-4-1 Okubo, Shinjuku-ku, 169-8555, Japan.

Research Center for Energy and Environmental Materials (GREEN), National Institute for Materials Science (NIMS), 1-1 Namiki, Tsukuba, Ibaraki, 305-0044, Japan.

出版信息

Adv Sci (Weinh). 2025 Jul;12(27):e2502336. doi: 10.1002/advs.202502336. Epub 2025 May 5.

DOI:10.1002/advs.202502336
PMID:40323185
原文链接:https://pmc.ncbi.nlm.nih.gov/articles/PMC12463089/
Abstract

Lithium-metal batteries (LMBs) are emerging as a promising next-generation energy storage due to their exceptionally high energy density. However, accurately predicting their performance remains challenging because of the complex degradation mechanisms. In this study, a machine learning (ML) framework is proposed that combines electrochemical impedance spectroscopy (EIS) with the XGBoost algorithm to develop two predictive models: one for estimating capacity degradation and another for detecting the knee point (KP)-a critical inflection point in the degradation trajectory. SHapley Additive exPlanations (SHAP) analysis is employed to interpret feature importance, revealing that low-frequency imaginary impedance components-associated with diffusion-limited processes such as lithium depletion and accumulation-are most influential for capacity estimation. Conversely, high-frequency features related to charge transfer resistance play a dominant role in the KP detection. To reduce data complexity and improve model efficiency, the input by selecting specific frequency points based on SHAP values is further optimized. The optimized models exhibit comparable or improved accuracy compared to those using the whole EIS data and have reasonable performance on unseen test data. The findings highlight that EIS-based ML models can accurately forecast heaslth of LMBs, providing deeper insights into their aging processes and enhancing battery management strategies.

摘要

锂金属电池(LMBs)因其极高的能量密度而成为一种很有前景的下一代储能电池。然而,由于其复杂的降解机制,准确预测其性能仍然具有挑战性。在本研究中,提出了一种机器学习(ML)框架,该框架将电化学阻抗谱(EIS)与XGBoost算法相结合,以开发两个预测模型:一个用于估计容量衰减,另一个用于检测拐点(KP)——降解轨迹中的一个关键转折点。采用SHapley加性解释(SHAP)分析来解释特征重要性,结果表明,与锂耗尽和积累等扩散限制过程相关的低频虚部阻抗分量对容量估计最具影响力。相反,与电荷转移电阻相关的高频特征在KP检测中起主导作用。为了降低数据复杂性并提高模型效率,基于SHAP值选择特定频率点进一步优化了输入。与使用整个EIS数据的模型相比,优化后的模型具有相当或更高的准确性,并且在未见测试数据上具有合理的性能。研究结果表明,基于EIS的ML模型可以准确预测LMBs的健康状态,为其老化过程提供更深入的见解,并增强电池管理策略。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/5aec/12463089/8f3e718855a8/ADVS-12-2502336-g001.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/5aec/12463089/84653d8ffde5/ADVS-12-2502336-g008.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/5aec/12463089/d4f47971039b/ADVS-12-2502336-g006.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/5aec/12463089/757ea98cce3f/ADVS-12-2502336-g005.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/5aec/12463089/72b08be12223/ADVS-12-2502336-g003.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/5aec/12463089/be1842c44ebe/ADVS-12-2502336-g002.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/5aec/12463089/7fe6d7d8d5a5/ADVS-12-2502336-g004.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/5aec/12463089/730b8da85d38/ADVS-12-2502336-g010.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/5aec/12463089/97126ba1540f/ADVS-12-2502336-g009.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/5aec/12463089/8f3e718855a8/ADVS-12-2502336-g001.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/5aec/12463089/84653d8ffde5/ADVS-12-2502336-g008.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/5aec/12463089/d4f47971039b/ADVS-12-2502336-g006.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/5aec/12463089/757ea98cce3f/ADVS-12-2502336-g005.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/5aec/12463089/72b08be12223/ADVS-12-2502336-g003.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/5aec/12463089/be1842c44ebe/ADVS-12-2502336-g002.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/5aec/12463089/7fe6d7d8d5a5/ADVS-12-2502336-g004.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/5aec/12463089/730b8da85d38/ADVS-12-2502336-g010.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/5aec/12463089/97126ba1540f/ADVS-12-2502336-g009.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/5aec/12463089/8f3e718855a8/ADVS-12-2502336-g001.jpg

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本文引用的文献

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2
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Adv Sci (Weinh). 2024 Sep;11(33):e2402608. doi: 10.1002/advs.202402608. Epub 2024 Jun 27.
3
Data-driven capacity estimation of commercial lithium-ion batteries from voltage relaxation.
基于电压弛豫的商用锂离子电池数据驱动容量估计
Nat Commun. 2022 Apr 27;13(1):2261. doi: 10.1038/s41467-022-29837-w.
4
Identifying degradation patterns of lithium ion batteries from impedance spectroscopy using machine learning.利用机器学习从阻抗谱中识别锂离子电池的降解模式。
Nat Commun. 2020 Apr 6;11(1):1706. doi: 10.1038/s41467-020-15235-7.
5
The Li-ion rechargeable battery: a perspective.锂离子可充电电池:一个展望。
J Am Chem Soc. 2013 Jan 30;135(4):1167-76. doi: 10.1021/ja3091438. Epub 2013 Jan 18.