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卫生技术评估中的临床等效性与非劣效性

Clinical equivalence and non-inferiority within health technology assessment.

作者信息

Taylor Matthew, Goldbacher Joe, Graham Charlotte, Mahon James, Chambers Mike

机构信息

York Health Economics Consortium, Enterprise House, Innovation Way, University of York, York, YO10 5 NQ, England.

Coldingham Economics, Coldingham, Scotland.

出版信息

Eur J Health Econ. 2025 Jun 12. doi: 10.1007/s10198-025-01803-5.

Abstract

BACKGROUND

Non-inferiority and clinical equivalence clinical trials can be used to determine whether a health technology is no worse than an existing treatment. This study identified international guidance for conducting non-inferiority and clinical equivalence trials and investigated the current practices in conducting and reporting such trials, especially in the context of Health Technology Assessment (HTA).

METHODS

A pragmatic approach was used to identify international guidelines and published literature reporting approaches for the conduct and reporting of non-inferiority or clinical equivalence studies. Guidelines from both HTA and regulatory bodies were considered, and literature reviews from 2010 to 2023 were identified. The results of the reviews were supplemented by stakeholder interviews and synthesised to form a series of recommendations for the UK National Institute for Health and Care Excellence in the appraisal of non-inferiority and equivalence trials.

RESULTS AND CONCLUSION

The majority of guidelines (13/15) discussed methods to determine the non-inferiority margin and how the analysis should be conducted. Despite this, the quality of reporting in non-inferiority and clinical equivalence trials is consistently poor. Prior to presentation of trial evidence, HTA submissions that claim non-inferiority or equivalence should present the technical, biological and/or pharmacokinetic reasonings that support the claim.

摘要

背景

非劣效性和临床等效性临床试验可用于确定一种卫生技术是否不劣于现有治疗方法。本研究确定了开展非劣效性和临床等效性试验的国际指南,并调查了开展和报告此类试验的当前做法,特别是在卫生技术评估(HTA)背景下。

方法

采用务实的方法确定国际指南以及报告非劣效性或临床等效性研究开展情况的已发表文献。考虑了来自卫生技术评估机构和监管机构的指南,并确定了2010年至2023年的文献综述。通过利益相关者访谈对综述结果进行补充,并综合形成一系列针对英国国家卫生与临床优化研究所评估非劣效性和等效性试验的建议。

结果与结论

大多数指南(13/15)讨论了确定非劣效性界值的方法以及应如何进行分析。尽管如此,非劣效性和临床等效性试验的报告质量一直很差。在提交试验证据之前,声称具有非劣效性或等效性的卫生技术评估报告应阐述支持该声明的技术、生物学和/或药代动力学依据。

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