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对旨在模拟目标试验的研究中处理资格时间、随访开始时间和治疗分配不一致的方法的综述。

Review of methods to deal with the misalignment of times of eligibility, start of follow-up, and treatment assignment in studies explicitly aimed at emulating target trials.

作者信息

McIntyre Matthew, Yaacoub Sally, Perrodeau Elodie, Porcher Raphael, Tran Viet-Thi

机构信息

Center for Research in Epidemiology and Statistics (CRESS), Université Paris Cité and Université Sorbonne Paris Nord, INSERM, INRAE, F-75004, Paris, France.

Center for Research in Epidemiology and Statistics (CRESS), Université Paris Cité and Université Sorbonne Paris Nord, INSERM, INRAE, F-75004, Paris, France; Centre D'Epidemiologie Clinique, AP-HP, Hôpital Hôtel Dieu, F-75004, Paris, France.

出版信息

J Clin Epidemiol. 2025 Jul 8;185:111898. doi: 10.1016/j.jclinepi.2025.111898.

Abstract

OBJECTIVES

Real world evidence based on observational data from cohorts, registries, and health-care databases are increasingly used to assess the effectiveness of therapeutic interventions, often using the target trial emulation framework. One challenge when analyzing observational data are risks of biases due to misalignment of times of eligibility, start of follow-up, and treatment assignment. We aimed to describe the methods used to generate alignment or to account for misalignment in studies explicitly aimed at emulating target trials, and to estimate the proportion of studies for which a low-cost change would limit the risk of biases associated with misalignment of the times.

STUDY DESIGN AND SETTING

We analyzed 199 studies explicitly aiming at emulating a target trial identified in a previous systematic review from Hansford et al. Two reviewers extracted the times of eligibility, start of follow-up, and treatment assignment and the methods used by authors to generate alignment or to account for misalignment of time points.

RESULTS

Out of the 199 studies, 181 (91%) reported the times of eligibility, start of follow-up, and treatment assignment. All time points were aligned for 93/181 (51%), with 73 using no specific method, 18 emulating a sequence of target trials, and 2 using other methods to generate alignment. In contrast, 88/181 (49%) studies had misalignment of time points, of which 29 used a method to correct for misalignment during analysis (24 studies used a cloning, censoring, and weighting approach; 4 randomly allocated patients with early events; and 1 randomly allocated all participants to the study groups with subsequent censoring when they deviated from the allocated intervention). Out of 59/88 (67%) studies that did not use any method to address nonalignment, 46/59 (78%) could have applied low-cost changes to account for misalignment.

CONCLUSION

Approximately, half of the studies explicitly aiming to emulate a target trial had alignment of times of eligibility, start of follow-up, and treatment assignment, either by design or using a method generating alignment. Among studies with misalignment, about 67% did not account for it in the analysis among which 78% could have applied low-cost changes to reduce bias.

PLAIN LANGUAGE SUMMARY

Researchers increasingly use real-world evidence from sources like routinely collected or claims data to assess the efficacy and safety of therapeutic interventions (medications, surgery, physiotherapy, etc). To prevent design errors when analyzing these data, researchers follow a framework called "target trial emulation". A crucial aspect of this framework is to ensure that three key time points of the study are aligned during analysis: the times at which 1) participants in the database are assessed for eligibility in the study (ie, when do we choose to include them or not in the analysis), 2) their follow-up begin, and 3) they are assigned to a treatment group. If these time points are misaligned, the study results can be biased. Here, we reviewed 199 published studies that explicitly aimed to emulate a target trial identified in a previous systematic review by Hansford et al. We found that about half of them had alignment between of times of eligibility, treatment assignment, and follow-up. In the other half, there was misalignment but one-third used specific methods to correct for this problem. Many studies that aim to emulate a trial may have issues in alignment of key time points, which can compromise the validity of their findings. Most of these issues could be corrected with straightforward adjustments.

摘要

目的

基于队列、登记处和医疗保健数据库的观察数据得出的真实世界证据越来越多地用于评估治疗性干预措施的有效性,通常采用目标试验模拟框架。分析观察性数据时面临的一个挑战是,由于资格时间、随访开始时间和治疗分配时间不一致而导致偏倚的风险。我们旨在描述在明确旨在模拟目标试验的研究中用于产生时间一致性或处理时间不一致的方法,并估计通过低成本改变可限制与时间不一致相关的偏倚风险的研究比例。

研究设计与背景

我们分析了199项明确旨在模拟先前由汉斯福德等人进行的系统评价中所确定的目标试验的研究。两名评审员提取了资格时间、随访开始时间和治疗分配时间,以及作者用于产生时间一致性或处理时间点不一致的方法。

结果

在这199项研究中,181项(91%)报告了资格时间、随访开始时间和治疗分配时间。93/181项(51%)研究的所有时间点都是一致的,其中73项未使用特定方法,18项模拟了一系列目标试验,2项使用其他方法产生时间一致性。相比之下,88/181项(49%)研究存在时间点不一致的情况,其中29项在分析过程中使用了校正时间不一致的方法(24项研究使用了克隆、删失和加权方法;4项对早期事件患者进行随机分配;1项将所有参与者随机分配到研究组,当他们偏离分配的干预措施时进行后续删失)。在88项未使用任何方法处理时间不一致的研究中,59项(67%)中的46项(78%)本可以采用低成本改变来处理时间不一致的问题。

结论

大约一半明确旨在模拟目标试验的研究,其资格时间、随访开始时间和治疗分配时间通过设计或使用产生时间一致性的方法实现了一致。在时间点不一致的研究中,约67%在分析中未对其进行处理,其中78%本可以采用低成本改变来减少偏倚。

通俗易懂的总结

研究人员越来越多地使用来自常规收集的数据或理赔数据等来源的真实世界证据来评估治疗性干预措施(药物、手术、物理治疗等)的疗效和安全性。为了在分析这些数据时防止设计错误,研究人员遵循一个名为“目标试验模拟”的框架。该框架的一个关键方面是确保在分析过程中研究的三个关键时间点保持一致:1)数据库中的参与者被评估是否符合研究资格的时间(即我们何时选择将他们纳入或不纳入分析),2)他们的随访开始时间,以及3)他们被分配到治疗组的时间。如果这些时间点不一致,研究结果可能会有偏差。在此,我们回顾了199项已发表的研究,这些研究明确旨在模拟汉斯福德等人先前系统评价中所确定的目标试验。我们发现,其中约一半的研究在资格时间、治疗分配时间和随访时间之间实现了一致。在另一半研究中,存在时间不一致的情况,但三分之一使用了特定方法来纠正这个问题。许多旨在模拟试验的研究可能在关键时间点的一致性方面存在问题,这可能会损害其研究结果的有效性。这些问题大多可以通过直接调整来纠正。

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