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单臂临床试验的设计:原则、应用及方法学考量

Designing Single-Arm Clinical Trials: Principles, Applications, and Methodological Considerations.

作者信息

Yao Shuna, Shang Qingyao, Ouyang Meishuo, Zhou Heng, Yao Zhihua, Liu Yanyan, Luo Sheng

机构信息

Department of Internal Medicine, Affiliated Cancer Hospital of Zhengzhou University & Henan Cancer Hospital, Zhengzhou, Henan, China.

Department of Breast Surgical Oncology, National Cancer Center/National Clinical Research Center for Cancer/Cancer Hospital, Chinese Academy of Medical Sciences and Peking Union Medical College, Beijing, China.

出版信息

Ann Clin Epidemiol. 2025 Mar 14;7(3):90-98. doi: 10.37737/ace.25011. eCollection 2025 Jul 1.

Abstract

Single-arm trials (SATs) are clinical studies without a parallel control group, serving as a vital alternative to randomized controlled trials (RCTs) in scenarios where traditional trial designs are impractical. These trials are particularly relevant in rare diseases, advanced malignancies, novel treatment modalities, and life-threatening conditions, where ethical concerns, logistical challenges, or small patient populations limit the feasibility of RCTs. SATs enable expedited evaluation of therapeutic interventions, often forming the foundation for regulatory approvals. This article explores the principles, applications, and methodological considerations of SATs. Their advantages include smaller sample size requirements, faster timelines, and regulatory acceptance by agencies such as the U.S. Food and Drug Administration (FDA) and European Medicines Agency (EMA). Despite these benefits, SATs face challenges, such as potential biases due to the lack of a control group, limitations in endpoints, and reliance on historical controls that may compromise result validity. Best practices in SAT design are outlined, including refining scientific questions, defining eligibility criteria, selecting clinically meaningful endpoints, and employing robust statistical methods like Simon's two-stage design and Bayesian approaches.

摘要

单臂试验(SATs)是一种没有平行对照组的临床研究,在传统试验设计不切实际的情况下,作为随机对照试验(RCTs)的重要替代方案。这些试验在罕见疾病、晚期恶性肿瘤、新型治疗方式以及危及生命的疾病中尤为重要,在这些情况下,伦理问题、后勤挑战或患者数量少限制了RCTs的可行性。SATs能够加快对治疗干预措施的评估,通常为监管批准奠定基础。本文探讨了SATs的原则、应用和方法学考量。它们的优势包括样本量要求较小、时间线更快,以及获得美国食品药品监督管理局(FDA)和欧洲药品管理局(EMA)等机构的监管认可。尽管有这些好处,SATs仍面临挑战,例如由于缺乏对照组导致的潜在偏差、终点的局限性以及对可能影响结果有效性的历史对照的依赖。文中概述了SAT设计的最佳实践,包括完善科学问题、定义纳入标准、选择具有临床意义的终点,以及采用如西蒙两阶段设计和贝叶斯方法等稳健的统计方法。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/2a74/12279405/b105dc04ff84/ace25011f01.jpg

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