Howick Jeremy, Svobodova Martina, Treweek Shaun, Gillies Katie, Edwards Adrian, Bower Peter, Bostock Jennifer, Jacob Nina, Hood Kerenza
Centre for Trials Research, Cardiff University, Cardiff, UK.
Stoneygate Centre for Empathic Healthcare, University of Leicester, Leicester, UK.
Health Technol Assess. 2025 Aug;29(43):1-20. doi: 10.3310/GJJH2402.
Variation in the way information about potential trial intervention benefits and harms is conveyed within patient information leaflets can cause avoidable information-induced ('nocebo') harm, research waste, and may be unethical.
We used a mixed methodology consisting of three work packages. Work package 1 involved a modified Delphi survey and consensus meeting to develop the principles for harmonising the way information regarding potential benefits and harms are shared. Work package 2 involved testing whether the principles could be used to transform existing patient information leaflets by recruiting host trials to compare standard patient information leaflets with patient information leaflets developed using the principles 'principled patient information leaflets'. We also set up an infrastructure to test whether they could reduce variation, impact trial recruitment and reduce reported adverse events. Work package 3 involved developing and disseminating guidance for using the principles.
For work package 1, 250 participants completed the Delphi survey and 7 principles were agreed upon: (1) all potential intervention harms should be listed, (2) potential harms should be separated into 'serious' and 'less serious', (3) if not all potential harms are known, this needs to be explicitly stated, (4) all potential benefits should be listed, (5) potential benefits and harms associated with trial participation need to be compared with those associated with non-participation, (6) suitable visual representations should be added where appropriate, and (7) information about potential benefits and harms should not be separated by more than one page. For work package 2, we developed principled patient information leaflets for five host trials and interviewed two members of each host trial team. Two host trials agreed to compare the patient information leaflets with principled patient information leaflets using Studies Within a Trial, and we published a protocol for a meta-analysis that will synthesise the results. For work package 3, 25 participants attended a hybrid workshop and recommended that researchers and Research Ethics Committee members should use the principles to design and evaluate patient information leaflets. We produced a guidance booklet and website, which are currently being used by some Health Research Authority Research Ethics Committees.
A strong consensus was reached regarding seven principles that can harmonise the way information about the potential benefits and harms of trial interventions is shared. The principles are likely to reduce research waste and avoidable information-induced harm, and may enhance clinical trial ethics.
Due to COVID-19, the National Institute for Health and Care Research review of ongoing trials that resulted in funding termination for several trials, and highly pressured trial staff with limited capacity to add Studies Within a Trial to their trials, we had to modify our second objective. Whereas we initially intended to actually conduct the Studies Within a Trial, we replaced this with: a protocol for a meta-analysis of Studies Within a Trial, additional research on the need to reduce variation, additional dissemination work, and a paper on the ethical requirement to mention potential benefits and harms of trial interventions in patient information leaflets.
Future work could apply these results to explore how to harmonise the way potential benefits and harms are shared during verbal conversations between researchers and patients during the informed consent process.
This award was funded by the Medical Research Council and the National Institute for Health and Care Research (NIHR) Better Methods, Better Research programme (MRC Award Reference: MR/V020706/1) and is published in full in ; Vol. 29, No. 43.
患者信息手册中传达潜在试验干预益处和危害信息的方式存在差异,可能会导致可避免的信息诱发(“反安慰剂”)伤害、研究浪费,且可能不符合伦理。
我们采用了由三个工作包组成的混合方法。工作包1包括一次经过修改的德尔菲调查和共识会议,以制定统一分享潜在益处和危害信息方式的原则。工作包2包括通过招募主办试验来测试这些原则是否可用于改造现有的患者信息手册,即将标准患者信息手册与使用这些原则制定的患者信息手册(“有原则的患者信息手册”)进行比较。我们还建立了一个架构来测试它们是否能减少差异、影响试验招募并减少报告的不良事件。工作包3包括制定并传播使用这些原则的指南。
对于工作包1,250名参与者完成了德尔菲调查,商定了7项原则:(1)应列出所有潜在干预危害;(2)潜在危害应分为“严重”和“不太严重”两类;(3)如果并非所有潜在危害都已知,需明确说明;(4)应列出所有潜在益处;(5)与试验参与相关的潜在益处和危害需与不参与试验的情况进行比较;(6)应在适当处添加合适的视觉呈现方式;(7)关于潜在益处和危害的信息分隔不应超过一页。对于工作包2,我们为5个主办试验制定了有原则的患者信息手册,并采访了每个主办试验团队的两名成员。两个主办试验同意使用试验中的研究方法将患者信息手册与有原则的患者信息手册进行比较,我们发布了一项荟萃分析方案,该方案将综合各项结果。对于工作包3,25名参与者参加了一次混合研讨会,并建议研究人员和研究伦理委员会成员应使用这些原则来设计和评估患者信息手册。我们制作了一本指南手册和一个网站,目前一些卫生研究局研究伦理委员会正在使用。
就7项原则达成了强烈共识,这些原则可统一试验干预潜在益处和危害信息的分享方式。这些原则可能会减少研究浪费和可避免的信息诱发伤害,并可能提升临床试验伦理。
由于新冠疫情、国家卫生与保健研究所对正在进行的试验的审查导致多个试验资金终止,以及试验工作人员压力巨大且能力有限,无法在其试验中增加试验中的研究方法,我们不得不修改第二个目标。我们最初打算实际进行试验中的研究方法,而现在将其替换为:一项试验中的研究方法的荟萃分析方案、关于减少差异必要性的额外研究、额外的传播工作,以及一篇关于在患者信息手册中提及试验干预潜在益处和危害的伦理要求的论文。
未来的工作可以应用这些结果来探索如何在知情同意过程中研究人员与患者的口头交流中统一潜在益处和危害的分享方式。
本奖项由医学研究理事会和国家卫生与保健研究所(NIHR)的更好方法、更好研究计划资助(医学研究理事会奖项参考编号:MR/V020706/1),全文发表于《;第29卷,第43期》。