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评估存在差异损耗的干预措施:无应答机制的重要性及随访数据的使用

Evaluating interventions with differential attrition: the importance of nonresponse mechanisms and use of follow-up data.

作者信息

Graham J W, Donaldson S I

机构信息

Institute for Prevention Research, University of Southern California, Alhambra 91803-1358.

出版信息

J Appl Psychol. 1993 Feb;78(1):119-28. doi: 10.1037/0021-9010.78.1.119.

DOI:10.1037/0021-9010.78.1.119
PMID:8449850
Abstract

Evaluations of psychological interventions are often criticized because of differential attrition, which is cited as a severe threat to validity. The present study shows that differential attrition is not a problem unless the mechanism causing the attrition is inaccessible (unavailable for analysis). With a simulation study, we show that conclusions about program effects (a) are unbiased when there is no differential attrition, even with usual complete cases analysis; (b) may be severely biased when based on usual complete cases analyses and there is differential attrition; (c) are unbiased when based on the expectation-maximization (EM) algorithm, even when there is differential attrition, as long as the attrition mechanism is accessible; and (d) are biased, even with the EM algorithm, when the attrition mechanism is inaccessible. Following Little and Rubin (1987), we advocate the collection of new data from a random sample of subjects with initially missing data. On the basis of these data, we propose a simple correction to the EM algorithm estimates. In our study, the correction produced unbiased estimates of program effects parameters, even with an inaccessible attrition mechanism and substantial differential attrition.

摘要

心理干预评估常常因其不同程度的失访而受到批评,这被视为对效度的严重威胁。本研究表明,不同程度的失访并非问题,除非导致失访的机制无法探究(无法进行分析)。通过一项模拟研究,我们发现关于项目效果的结论:(a) 在不存在不同程度失访的情况下,即使采用常规的完整病例分析,也是无偏的;(b) 基于常规的完整病例分析且存在不同程度失访时,可能会有严重偏差;(c) 基于期望最大化(EM)算法时,即使存在不同程度失访,只要失访机制可探究,就是无偏的;(d) 当失访机制无法探究时,即使采用EM算法,也会有偏差。遵循利特尔和鲁宾(1987年)的观点,我们主张从最初数据缺失的受试者随机样本中收集新数据。基于这些数据,我们对EM算法估计值提出了一种简单的校正方法。在我们的研究中,即使存在无法探究的失访机制和显著的不同程度失访,这种校正也能产生无偏的项目效果参数估计值。

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