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DNA证据中的统计学问题。

Statistical issues in DNA evidence.

作者信息

Brookfield J F

机构信息

Department of Genetics, University of Nottingham, Queens Medical Centre, Nottingham.

出版信息

Electrophoresis. 1995 Sep;16(9):1665-9. doi: 10.1002/elps.11501601276.

Abstract

Some of the statistical issues involved in the interpretation of DNA evidence in courts, particularly focusing on the adversarial process as seen in the UK and the USA, are discussed. The appropriate way to consider the use of DNA evidence in courts is through the use of a likelihood ratio. In this, the relative likelihoods of the DNA evidence are calculated under two hypotheses, respectively that the subject is or is not the source of a DNA sample found at the scene-of-crime. This formulation allows, using Bayes' theory, the prior probability of guilt, based on the other evidence in a case, to be incorporated in a formal way into calculation of a final, or posterior, probability of guilt. The most controversial aspect of DNA evidence has concerned the calculation of the probability of a match between an innocent suspect and DNA from the scene-of-crime. The calculation is affected by subdivision within the population and the possibility of relatedness between the suspect and the true source of the scene-of-crime DNA. The qualitative importance of these effects will be discussed. In addition to the scientific questions concerning the likelihood ratio, there have been a number of other concerns about the use of DNA evidence, and other evidence presented in a statistical form, in courts. These include the question whether accurate or conservative values of the likelihood ratio should be presented, and the abilities of juries to deal with quantitative evidence.

摘要

本文讨论了在法庭上解读DNA证据时涉及的一些统计学问题,尤其聚焦于英国和美国所采用的对抗式诉讼程序。在法庭上考量DNA证据使用的恰当方式是通过似然比。在此过程中,DNA证据的相对似然性分别在两个假设下进行计算,即假设个体是或不是在犯罪现场发现的DNA样本的来源。这种表述方式借助贝叶斯理论,能够将基于案件中其他证据的有罪先验概率以一种正式的方式纳入到最终有罪概率(即后验概率)的计算中。DNA证据最具争议的方面涉及无辜嫌疑人与犯罪现场DNA匹配概率的计算。该计算会受到群体细分以及嫌疑人与犯罪现场DNA真实来源之间存在亲属关系可能性的影响。将讨论这些影响在定性方面的重要性。除了与似然比相关的科学问题外,对于法庭上使用DNA证据以及以统计形式呈现的其他证据,还存在许多其他担忧。这些担忧包括应呈现似然比的准确值还是保守值的问题,以及陪审团处理定量证据的能力问题。

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