Künzli N, Tager I B
Institute for Social and Preventive Medicine, University Basel, Basel, Switzerland.
Environ Health Perspect. 1997 Oct;105(10):1078-83. doi: 10.1289/ehp.105-1470382.
The assessment of long-term effects of air pollution in humans relies on epidemiologic studies. A widely used design consists of cross-sectional or cohort studies in which ecologic assignment of exposure, based on a fixed-site ambient monitor, is employed. Although health outcome and usually a large number of covariates are measured in individuals, these studies are often called ecological. We will introduce the term semi-individual design for these studies. We review the major properties and limitations with regard to causal inference of truly ecologic studies, in which outcome, exposure, and covariates are available on an aggregate level only. Misclassification problems and issues related to confounding and model specification in truly ecologic studies limit etiologic inference to individuals. In contrast, the semi-individual study shares its methodological and inferential properties with typical individual-level study designs. The major caveat relates to the case where too few study areas, e.g., two or three, are used, which render control of aggregate level confounding impossible. The issue of exposure misclassification is of general concern in epidemiology and not an exclusive problem of the semi-individual design. In a multicenter setting, the semi-individual study is a valuable tool to approach long-term effects of air pollution. Knowledge about the error structure of the ecologically assigned exposure allows consideration of the impact of ecologically assigned exposure on effect estimation. Semi-individual studies, i.e., individual level air pollution studies with ecologic exposure assignment, more readily permit valid inference to individuals and should not be labeled as ecologic studies.
对空气污染对人类长期影响的评估依赖于流行病学研究。一种广泛使用的设计包括横断面研究或队列研究,其中基于固定地点的环境监测器对暴露进行生态学赋值。尽管在个体中测量了健康结局以及通常大量的协变量,但这些研究通常被称为生态学研究。我们将把这些研究称为半个体设计。我们回顾了真正的生态学研究在因果推断方面的主要特性和局限性,在真正的生态学研究中,结局、暴露和协变量仅在总体水平上可用。真正的生态学研究中的错误分类问题以及与混杂和模型设定相关的问题限制了对个体的病因推断。相比之下,半个体研究与典型的个体水平研究设计具有相同的方法学和推断特性。主要的警告涉及使用太少研究区域(例如两三个)的情况,这使得无法控制总体水平的混杂。暴露错误分类问题在流行病学中是普遍关注的问题,而不是半个体设计独有的问题。在多中心环境中,半个体研究是探讨空气污染长期影响的有价值工具。了解生态学赋值暴露的误差结构有助于考虑生态学赋值暴露对效应估计的影响。半个体研究,即具有生态学暴露赋值的个体水平空气污染研究,更易于对个体进行有效推断,不应被标记为生态学研究。