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语言复杂性:句法依存关系的局部性

Linguistic complexity: locality of syntactic dependencies.

作者信息

Gibson E

机构信息

Department of Brain and Cognitive Sciences, Massachusetts Institute of Technology, Cambridge 02139, USA.

出版信息

Cognition. 1998 Aug;68(1):1-76. doi: 10.1016/s0010-0277(98)00034-1.

DOI:10.1016/s0010-0277(98)00034-1
PMID:9775516
Abstract

This paper proposes a new theory of the relationship between the sentence processing mechanism and the available computational resources. This theory--the Syntactic Prediction Locality Theory (SPLT)--has two components: an integration cost component and a component for the memory cost associated with keeping track of obligatory syntactic requirements. Memory cost is hypothesized to be quantified in terms of the number of syntactic categories that are necessary to complete the current input string as a grammatical sentence. Furthermore, in accordance with results from the working memory literature both memory cost and integration cost are hypothesized to be heavily influenced by locality (1) the longer a predicted category must be kept in memory before the prediction is satisfied, the greater is the cost for maintaining that prediction; and (2) the greater the distance between an incoming word and the most local head or dependent to which it attaches, the greater the integration cost. The SPLT is shown to explain a wide range of processing complexity phenomena not previously accounted for under a single theory, including (1) the lower complexity of subject-extracted relative clauses compared to object-extracted relative clauses, (2) numerous processing overload effects across languages, including the unacceptability of multiply center-embedded structures, (3) the lower complexity of cross-serial dependencies relative to center-embedded dependencies, (4) heaviness effects, such that sentences are easier to understand when larger phrases are placed later and (5) numerous ambiguity effects, such as those which have been argued to be evidence for the Active Filler Hypothesis.

摘要

本文提出了一种关于句子处理机制与可用计算资源之间关系的新理论。该理论——句法预测局部性理论(SPLT)——有两个组成部分:一个整合成本部分和一个与跟踪强制性句法要求相关的记忆成本部分。记忆成本被假设根据将当前输入字符串完成为一个语法句子所需的句法类别数量来量化。此外,根据工作记忆文献的结果,记忆成本和整合成本都被假设受到局部性的严重影响:(1)在预测得到满足之前,预测类别必须在记忆中保留的时间越长,维持该预测的成本就越高;(2)传入单词与其所依附的最局部的中心语或从属语之间的距离越大,整合成本就越高。SPLT被证明能够解释一系列以前在单一理论下无法解释的处理复杂性现象,包括:(1)主语提取的关系从句比宾语提取的关系从句具有更低的复杂性;(2)跨语言的众多处理过载效应,包括多重中心嵌入结构的不可接受性;(3)相对于中心嵌入依存关系,跨序列依存关系具有更低的复杂性;(4)重量效应,即当较大的短语置于后面时句子更容易理解;(5)众多歧义效应,例如那些被认为是主动填充假设证据的效应。

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