Strait D S
Doctoral Program in Anthropological Sciences, State University of New York, Stony Brook, New York 11794-4364, USA.
Am J Phys Anthropol. 2001 Apr;114(4):273-97. doi: 10.1002/ajpa.1041.
Basicranial features were examined in catarrhine primates and early hominids in order to demonstrate how information about morphological integration can be incorporated into phylogenetic analysis. Hypotheses purporting to explain the functional and structural relationships of basicranial characters were tested using factor analysis. Characters found to be functionally or structurally related to each other were then further examined in order to determine whether there was evidence that they were phylogenetically independent. If phylogenetic independence could not be demonstrated, then the characters were presumed to be integrated and were grouped into a complex. That complex was then treated as if it were a single character for the purposes of cladistic analysis. Factor analysis revealed that five basicranial features may be structurally related to relative brain size in hominoids. Depending on how one defines phylogenetic independence, as few as two, or as many as all of those characters might be morphologically integrated. A cladistic analysis of early hominids based on basicranial features revealed that the use of integrated complexes had a substantial effect on the phylogenetic position of Australopithecus africanus, a species whose relationships are poorly resolved. Moreover, the use of complexes also had an effect on reanalyses of certain published cladistic data sets, implying that those studies might have been biased by patterns of basicranial integration. These results demonstrate that patterns of morphological integration need to be considered carefully in all morphology-based cladistic analyses, regardless of taxon or anatomical focus. However, an important caveat is that the functional and structural hypotheses tested here predicted much higher degrees of integration than were observed. This result warns strongly that hypotheses of integration must be tested before they can be adequately employed in phylogenetic analysis. The uncritical acceptance of an untested hypothesis of integration is likely to be as disruptive to a cladistic analysis as when integration is ignored.
对狭鼻猿类和早期原始人类的颅基特征进行了研究,以证明有关形态整合的信息如何纳入系统发育分析。使用因子分析对旨在解释颅基特征的功能和结构关系的假设进行了检验。然后,对那些在功能或结构上相互关联的特征进行了进一步研究,以确定是否有证据表明它们在系统发育上是独立的。如果无法证明系统发育独立性,那么这些特征就被假定为整合在一起,并被归为一个复合体。然后,在分支分析中,将这个复合体当作一个单一特征来处理。因子分析表明,在类人猿中,五个颅基特征可能在结构上与相对脑容量有关。根据对系统发育独立性的定义方式,这些特征中可能少至两个,多至全部在形态上是整合的。基于颅基特征对早期原始人类进行的分支分析表明,使用整合复合体对非洲南方古猿的系统发育位置有重大影响,该物种的关系尚未得到很好的解决。此外,使用复合体对某些已发表的分支数据集的重新分析也有影响,这意味着那些研究可能受到颅基整合模式的影响而产生偏差。这些结果表明,在所有基于形态学的分支分析中,无论分类单元或解剖重点如何,都需要仔细考虑形态整合模式。然而,一个重要的告诫是,这里测试的功能和结构假设所预测的整合程度比观察到的要高得多。这一结果强烈警告,在将整合假设充分应用于系统发育分析之前,必须对其进行检验。不加批判地接受未经检验的整合假设可能会像忽略整合一样对分支分析造成干扰。