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方法学研究中的问题:来自研究者和委托方的观点

Issues in methodological research: perspectives from researchers and commissioners.

作者信息

Lilford R J, Richardson A, Stevens A, Fitzpatrick R, Edwards S, Rock F, Hutton J L

机构信息

Department of Public Health and Epidemiology, University of Birmingham, UK.

出版信息

Health Technol Assess. 2001;5(8):1-57. doi: 10.3310/hta5080.

Abstract

OBJECTIVES

(1) Methodological research has few well-defined tools and processes analogous to those available for reviews and data collection in substantive health technology assessment. (2) This project was set up to obtain researchers' and others' views on the innovative projects on research methodology under the NHS Health Technology Assessment Programme and the usefulness of the research. (3) The study was intended to span both epistemological and management issues. (4) The following issues were explored: (a) the degree to which researchers would feel constrained by the "Cochrane" approach to systematic reviews when undertaking reviews of a methodological nature; (b) whether methodological projects may require exceptional design and management arrangements, in view of their novelty, subjectivity and complexity; (c) whether researchers would seek out other methods, in addition to undertaking reviews of argument, as a means of extending their understanding of methodological issues (there may be three categories of research methods in methodology: reviews of methodological argument, studies that use the literature as a source of data, and research that collects new primary data); (d) whether the Methodology Programme overall can be considered a "success".

METHODS

(1) Telephone interviews were carried out on researchers (one senior and one junior per project), resulting in 35 interviews from 19 of the 20 target projects. (2) A qualitative postal survey was sent to 12 people who had played a key role in the development of the Methodology Programme; replies were received from six of them. (3) Analysis was undertaken of the hit rates for 29 projects on the NCCHTA website by the end of February and the end of May 1999, comparing those concerned with methodology (n = 10) and those concerned with other issues (n = 19).

RESULTS

UNDERTAKING METHODOLOGICAL RESEARCH: VIEWS OF RESEARCHERS: This section summarises the views of 35 researchers who were interviewed by telephone.

RESULTS

UNDERTAKING METHODOLOGICAL RESEARCH: VIEWS OF RESEARCHERS: (THE NATURE OF METHODOLOGICAL REVIEWS): (1) There was a reluctance among researchers to use the term "systematic review" in the methodological context. (2) Practical problems in undertaking methodological reviews were found at every stage of the research process. (a) In the initial search stage, preplanned strategies were difficult to maintain, owing to the need to respond to the problems of too few or too many references. (b) At the analysis stage, most studies were not formally weighted, but there was implicit weighting in researchers' views of their merits or relevance. (c) It was often only at the synthesis stage that researchers could see clearly what their study was able to do; iteration was frequently necessary at this point. (d) It was difficult to form simple conclusions and recommendations beyond summaries of what was known in the field. (e) Dissemination activities were most often directed to other health service researchers, with some attention to NHS policy makers and research commissioners.

RESULTS

UNDERTAKING METHODOLOGICAL RESEARCH: VIEWS OF RESEARCHERS (THE NEED FOR FLEXIBILITY): (1) Few researchers had amended their topic or methods once their research was under way, although some had made minor changes to their original plan, generally to refine the topic to fit the time or data available. (2) Changing a topic was seen as inappropriate unless checked with funders, but changes in research methods were viewed as reasonable because questions might be refined in the light of information gained or early thinking.

RESULTS

UNDERTAKING METHODOLOGICAL RESEARCH: VIEWS OF RESEARCHERS (THE QUESTION OF BIAS): (1) Few researchers considered that this kind of research could be undertaken or presented in a wholly unbiased way because of the need to assess the research studied. (2) Objectivity was nonetheless seen as something that researchers should strive towards. Efforts to do so included presenting data clearly, separating findings from discussion, covering all points of view, setting out their own assumptions and values, and testing their ideas on others known to have differing views. (3) The formal peer-review process was not seen to have made a difference here, primarily because of the stage at which referees become involved.

RESULTS

UNDERTAKING METHODOLOGICAL RESEARCH: VIEWS OF RESEARCHERS (PROJECT MANAGEMENT--TIMING AND TIME MANAGEMENT): (1) A majority of projects were completed within 3 months of their due date. Those studies completed roughly on time were considered to have efficient junior researchers and good project management, including clear deadlines for different stages of the research. (2) Some studies had severe problems of time management. Too much time tended to be spent on collecting and reading the literature and the writing stage was not always well planned. Referees' comments were also slow in coming. (ABSTRACT TRUNCATED)

摘要

目标

(1)方法学研究几乎没有像实质性卫生技术评估中用于综述和数据收集那样定义明确的工具和流程。(2)设立该项目是为了获取研究人员及其他人员对英国国家医疗服务体系(NHS)卫生技术评估项目下研究方法创新项目的看法以及这些研究的实用性。(3)该研究旨在涵盖认识论和管理问题。(4)探讨了以下问题:(a)研究人员在进行方法学性质的综述时,会在多大程度上感到受“Cochrane”系统综述方法的限制;(b)鉴于方法学项目的新颖性、主观性和复杂性,它们是否可能需要特殊的设计和管理安排;(c)研究人员除了进行论证综述外,是否会寻求其他方法来扩展对方法学问题的理解(方法学中可能有三类研究方法:方法学论证综述、将文献用作数据来源的研究以及收集新的原始数据的研究);(d)方法学项目总体上是否可被视为“成功”。

方法

(1)对研究人员进行了电话访谈(每个项目一名资深研究人员和一名初级研究人员),在20个目标项目中的19个项目进行了35次访谈。(2)向在方法学项目发展中发挥关键作用的12人发送了定性邮寄调查问卷;收到了其中6人的回复。(3)分析了截至1999年2月底和5月底NCCHTA网站上29个项目的命中率,比较了与方法学相关的项目(n = 10)和与其他问题相关的项目(n = 19)。

结果

进行方法学研究:研究人员的观点:本节总结了通过电话访谈的35名研究人员的观点。

结果

进行方法学研究:研究人员的观点:(方法学综述的性质):(1)研究人员不愿在方法学背景下使用“系统综述”一词。(2)在研究过程的每个阶段都发现了进行方法学综述的实际问题。(a)在初始搜索阶段,由于需要应对参考文献过少或过多的问题,预先制定的策略难以维持。(b)在分析阶段,大多数研究没有进行正式加权,但研究人员对其优点或相关性的看法中存在隐含加权。(c)通常只有在综合阶段研究人员才能清楚地看到他们的研究能够做到什么;此时经常需要反复迭代。(d)除了对该领域已知内容进行总结外,很难形成简单结论和建议。(e)传播活动大多针对其他卫生服务研究人员,也有一些针对NHS政策制定者和研究委托方。

结果

进行方法学研究:研究人员的观点(灵活性的必要性):(1)很少有研究人员在研究进行过程中修改过他们的主题或方法,尽管有些人对原计划做了一些小的改动,通常是为了使主题更符合可用时间或数据。(2)除非与资助者核实,否则改变主题被视为不合适,但研究方法的改变被视为合理,因为问题可能会根据获得的信息或早期思考进行细化。

结果

进行方法学研究:研究人员的观点(偏差问题):(1)很少有研究人员认为这种研究可以完全无偏差地进行或呈现,因为需要对所研究的研究进行评估。(2)然而,客观性被视为研究人员应该努力追求的目标。为此所做的努力包括清晰呈现数据、将研究结果与讨论分开、涵盖所有观点、阐述自己的假设和价值观以及在已知有不同观点的其他人身上检验自己的想法。(3)正式的同行评审过程在此并未产生影响,主要是因为评审人员参与的阶段。

结果

进行方法学研究:研究人员的观点(项目管理——时间安排和时间管理):(1)大多数项目在截止日期后的3个月内完成。那些大致按时完成的研究被认为有高效的初级研究人员和良好的项目管理,包括为研究的不同阶段设定明确的截止日期。(2)一些研究存在严重的时间管理问题。往往在收集和阅读文献上花费太多时间,写作阶段也并非总是规划良好。评审人员的意见反馈也很缓慢。(摘要截断)

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