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定性研究的伦理学:卫生服务研究是否存在特殊问题?

Ethics of qualitative research: are there special issues for health services research?

作者信息

Richards Helen Mary, Schwartz Lisa Jennifer

机构信息

Highlands and Islands Health Research Institute, The Green House, Beechwood Business Park, Inverness IV2 3ED, UK.

出版信息

Fam Pract. 2002 Apr;19(2):135-9. doi: 10.1093/fampra/19.2.135.

Abstract

BACKGROUND

An increasing volume of qualitative research and articles about qualitative methods has been published recently in medical journals. However, compared with the extensive debate in social sciences literature, there has been little consideration in medical journals of the ethical issues surrounding qualitative research. A possible explanation for this lack of discussion is that it is assumed commonly that qualitative research is unlikely to cause significant harm to participants. There are no agreed guidelines for judging the ethics of qualitative research proposals and there is some evidence that medical research ethics committees have difficulty making these judgements.

OBJECTIVES

Our aim was to consider the ethical issues which arise when planning and carrying out qualitative research into health and health care, and to offer a framework within which health services researchers can consider these issues.

RESULTS

Four potential risks to research participants are discussed: anxiety and distress; exploitation; misrepresentation; and identification of the participant in published papers, by themselves or others. Recommended strategies for reducing the risk of harm include ensuring scientific soundness, organizing follow-up care where appropriate, considering obtaining consent as a process, ensuring confidentiality and taking a reflexive stance towards analysis.

CONCLUSIONS

While recognizing the reservations held about strict ethical guidelines for qualitative research, we argue for further debate of these issues so that the health services research community can move towards the adoption of agreed standards of good practice. In addition, we suggest that empirical research is desirable in order to quantify the actual risks to participants in qualitative studies.

摘要

背景

近期医学期刊上发表了越来越多的定性研究以及关于定性方法的文章。然而,与社会科学文献中的广泛讨论相比,医学期刊很少考虑定性研究周围的伦理问题。对此缺乏讨论的一个可能解释是,人们普遍认为定性研究不太可能对参与者造成重大伤害。目前尚无判断定性研究方案伦理的商定指南,并且有证据表明医学研究伦理委员会在做出这些判断时存在困难。

目的

我们的目的是考虑在规划和开展关于健康与卫生保健的定性研究时出现的伦理问题,并提供一个框架,卫生服务研究人员可在此框架内考虑这些问题。

结果

讨论了对研究参与者的四种潜在风险:焦虑和痛苦;剥削;错误表述;以及在已发表论文中参与者被自己或他人识别。推荐的降低伤害风险的策略包括确保科学合理性、在适当情况下组织后续护理、将获得同意视为一个过程、确保保密性以及对分析采取反思性立场。

结论

虽然认识到对定性研究严格伦理准则存在保留意见,但我们主张对这些问题进行进一步辩论,以便卫生服务研究界能够朝着采用商定的良好实践标准迈进。此外,我们建议进行实证研究,以便量化定性研究中参与者实际面临的风险。

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