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临床研究中关于重复发表的共识与争议:对编辑和作者的横断面调查

Consensus and contention regarding redundant publications in clinical research: cross-sectional survey of editors and authors.

作者信息

Yank V, Barnes D

机构信息

The Institute for Health Policy Studies and Medical School, University of California, San Francisco, California, USA.

出版信息

J Med Ethics. 2003 Apr;29(2):109-14. doi: 10.1136/jme.29.2.109.

Abstract

OBJECTIVES

To examine the perspectives of journal editors and authors on overlapping and redundant publications in clinical research.

DESIGN

Pretested cross-sectional survey, containing both forced choice and open ended questions, administered by mail to the senior editors (N=99) and one randomly selected author (N=99) from all journals in the Abridged Index Medicus (1996) that published clinical research.

MAIN MEASUREMENTS

The views of editors and authors about the extent of redundant publications, why they occur, how to prevent and respond to cases, and when the publication of overlapping manuscripts is justified.

RESULTS

Seventy two per cent (N=71) of editors and 65% (N=64) of authors completed the survey. There was consensus between both groups that redundant publications occur because authors feel the pressure to publish and journals do not do enough to publicise, criticise, and punish cases, and that the publication of most types of overlapping articles is unacceptable. Sixty seven per cent of authors but only 31% of editors felt, however, that it was justified to publish an overlapping article in a non-peer reviewed symposium supplement, and 68% of editors but 39% of authors supported imposing restrictions on guilty authors' future submissions. In written comments, 15% to 30% of both groups emphasised that it was justified to publish overlapping articles when there were different or non-English-speaking audiences, new data, strengthened methods, or disputed findings.

CONCLUSIONS

Editors, authors, and other academic leaders should together develop explicit guidelines that clarify points of contention and ambiguity regarding overlapping manuscripts.

摘要

目的

探讨期刊编辑和作者对临床研究中重复和冗余发表的看法。

设计

预先测试的横断面调查,包含强制选择和开放式问题,通过邮件发给《医学索引节略版》(1996年)中发表临床研究的所有期刊的资深编辑(N = 99)和随机挑选的一位作者(N = 99)。

主要测量指标

编辑和作者对冗余发表的程度、其发生原因、如何预防和应对此类情况以及何时重叠稿件的发表是合理的看法。

结果

72%(N = 71)的编辑和65%(N = 64)的作者完成了调查。两组达成共识,认为冗余发表的出现是因为作者感到发表的压力,而期刊在宣传、批评和惩处此类情况方面做得不够,并且大多数类型的重叠文章的发表是不可接受的。然而,67%的作者但只有31%的编辑认为在未经同行评审的研讨会增刊上发表重叠文章是合理的,68%的编辑但39%的作者支持对有过错的作者未来投稿施加限制。在书面评论中,两组中有15%至30%的人强调,当有不同或非英语受众、新数据、强化的方法或有争议的研究结果时,发表重叠文章是合理的。

结论

编辑、作者和其他学术带头人应共同制定明确的指南,以澄清关于重叠稿件的争议点和模糊之处。

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