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实施和使用儿童保健质量指标:实践现状透视

Implementing and using quality measures for children's health care: perspectives on the state of the practice.

作者信息

Shaller Dale

出版信息

Pediatrics. 2004 Jan;113(1 Pt 2):217-27.

Abstract

OBJECTIVE

The objective of this study was to identify issues, obstacles, and priorities related to implementing and using child health care quality measures from the perspectives of 4 groups: 1) funders of quality-measurement development and implementation; 2) developers of quality measures; 3) users of quality measures (including Medicaid and the State Children's Health Insurance Program, employer coalitions, and consumer groups); and 4) health plans and providers (in their role as both subjects and users of quality measures).

METHODS

A series of semistructured interviews was conducted with approximately 40 opinion leaders drawn from these 4 groups. The interviews were conducted by telephone between September and December of 2001. Major topic areas covered in the interviews were similar across the groups. Topic areas included 1) strategic vision and/or objectives for funding, developing, or using quality measures for children's health care; 2) a brief summary of the specific quality measures funded, developed, or used; 3) issues and challenges facing funders and developers of measures; 4) major successes achieved; 5) obstacles to implementation and use of measures; and 6) priority needs for future funding.

RESULTS

Leaders from all 4 groups acknowledge the importance of developing a robust set of quality measures that can serve multiple objectives and multiple audiences. Standardization of measures is viewed as a critical feature related to all objectives. An assessment of specific quality measures funded, developed, or used by strategic objective shows a high correlation between the uses intended by funders and developers and the actual applications of the various users. The most commonly cited measures across all groups are the Consumer Assessment of Health Plans Survey and Health Plan Employer Data and Information Set, followed by the Child and Adolescent Health Measurement Initiative and special topic studies to support quality-improvement applications (eg, asthma, diabetes, etc). The major issues and challenges cited in common among funders and developers are 1) the lack of trained capacity in the field to conduct needed research and development, and 2) the difficulty in generating sustained interest and support among funders because of the complexity of quality-measurement issues, competing funding priorities in the face of limited funds available to allocate, and the lack of clear and compelling evidence that quality measurement and improvement actually result in better outcomes for children. The 3 most common successes cited across all 4 groups are 1) the growing consensus and collaboration among diverse stakeholder groups involved in measurement development and implementation; 2) the increasing collection and use of specific measures; and 3) early documentation of tangible results in terms of improved quality of care. Specific measurement tools cited as successes by funders and developers include the Medicaid Health Plan Employer Data and Information Set, Consumer Assessment of Health Plans Survey, the Child and Adolescent Health Measurement Initiative, and Rand QA Tools. The most important obstacle reported across all groups is the lack of a strong and compelling "business case" that clearly demonstrates the benefits of quality measurement relative to the costs of implementation. Strongly related to this barrier is the cost of implementing and using measures without a sustainable source of financing as well as the absence of strong public awareness and political support for children's health care quality measurement. Another major barrier cited is the lack of coordination among funders, which prevents the field from developing a unified approach to addressing the numerous technical, political, and administrative issues also cited at length by the leaders interviewed. The 5 top needs for future funding identified across all 4 groups follow directly from the major obstacles that they reported: 1) develop the business case for children's health care quality measurement and improvement based on rigorous cost-bigorous cost-benefit analysis and documentation of quantifiable successes; 2) develop new measures to fill the gaps in critical areas (including adolescent health care, behavioral health, and chronic conditions) that can be applied at the hospital and ambulatory care provider levels; 3) invest in building needed research capacity, a trained pool of users of quality measures, and the capacity among providers to understand and use quality-improvement methods and tools; 4) invest in developing an information infrastructure that will support the efficient collection and use of measures for multiple purposes, including clinical practice, quality measurement, and quality improvement; and 5) develop increased public awareness and support for quality measurement based on improved strategies for communicating with consumers, purchasers, providers, and policy makers.

CONCLUSIONS

Several implications are suggested by these perspectives for the future direction of quality measurement in children's health care. First, to meet the funding needs identified, many funders must improve coordination to reduce the noise and fragmentation generated by numerous competing or redundant activities. Improved coordination among funders will help assure maximum impact and the efficient use of scarce resources. Second, the importance attached to standardization of measures by both users and developers may conflict at times with the need for innovation and flexibility. Child health quality leaders will need to manage this tension between standardization and innovation to maintain an appropriate balance between the benefits of both. Finally, many of the obstacles identified are not unique to children's health care. Child health quality leaders will need to determine to what extent their efforts to overcome these obstacles can be successfully undertaken independently as opposed to in concert with groups concerned about other populations and sectors in the health care system.

摘要

目的

本研究的目的是从以下4个群体的角度识别与实施和使用儿童保健质量衡量标准相关的问题、障碍和优先事项:1)质量衡量标准制定与实施的资助者;2)质量衡量标准的制定者;3)质量衡量标准的使用者(包括医疗补助和儿童健康保险计划、雇主联盟以及消费者团体);4)健康计划和提供者(作为质量衡量标准的主体和使用者)。

方法

对从这4个群体中选取的约40位意见领袖进行了一系列半结构化访谈。访谈于2001年9月至12月通过电话进行。各群体访谈所涵盖的主要主题领域相似。主题领域包括:1)为儿童保健资助、制定或使用质量衡量标准的战略愿景和/或目标;2)对所资助、制定或使用的具体质量衡量标准的简要概述;3)衡量标准资助者和制定者面临的问题和挑战;4)取得的主要成功;5)衡量标准实施和使用的障碍;6)未来资助的优先需求。

结果

所有4个群体的领袖都承认制定一套强大的质量衡量标准的重要性,这些标准能够服务于多个目标和受众。衡量标准的标准化被视为与所有目标相关的关键特征。按战略目标对所资助、制定或使用的具体质量衡量标准进行评估显示,资助者和制定者预期的用途与各使用者的实际应用之间存在高度相关性。所有群体中最常被提及的衡量标准是健康计划消费者评估调查和健康计划雇主数据与信息集,其次是儿童和青少年健康测量倡议以及支持质量改进应用的专题研究(如哮喘、糖尿病等)。资助者和制定者共同提到的主要问题和挑战包括:1)该领域缺乏进行所需研发的受过培训的能力;2)由于质量衡量问题的复杂性、在可分配资金有限的情况下相互竞争的资助优先事项以及缺乏明确且有说服力的证据证明质量衡量和改进实际上能为儿童带来更好的结果,难以在资助者中产生持续的兴趣和支持。所有4个群体共同提到的3个最常见的成功是:1)参与衡量标准制定和实施的不同利益相关者群体之间日益达成共识并开展合作;2)特定衡量标准的收集和使用不断增加;3)在改善护理质量方面有早期的实际成果记录。资助者和制定者提到的作为成功案例的具体衡量工具包括医疗补助健康计划雇主数据与信息集、健康计划消费者评估调查、儿童和青少年健康测量倡议以及兰德质量评估工具。所有群体报告的最重要障碍是缺乏一个有力且有说服力的“商业案例”,该案例能清楚地证明质量衡量相对于实施成本的益处。与这一障碍密切相关的是在没有可持续资金来源的情况下实施和使用衡量标准的成本,以及公众对儿童保健质量衡量缺乏强烈的意识和政治支持。另一个提到的主要障碍是资助者之间缺乏协调,这阻碍了该领域制定统一的方法来解决众多技术、政治和行政问题,这些问题也是受访领袖详细提及的。所有4个群体确定的未来资助的5大需求直接源于他们报告的主要障碍:1)基于严格的成本效益分析和可量化成功的记录,为儿童保健质量衡量和改进制定商业案例;2)开发新的衡量标准以填补关键领域(包括青少年保健、行为健康和慢性病)的空白,这些标准可应用于医院和门诊护理提供者层面;3)投资建设所需的研究能力、培养一批训练有素的质量衡量标准使用者以及提高提供者理解和使用质量改进方法与工具的能力;4)投资开发一个信息基础设施,以支持为多种目的(包括临床实践、质量衡量和质量改进)高效收集和使用衡量标准;5)通过改进与消费者、购买者、提供者和政策制定者沟通的策略,提高公众对质量衡量的认识和支持。

结论

这些观点对儿童保健质量衡量的未来方向提出了几点启示。首先,为满足确定的资助需求,许多资助者必须加强协调,以减少众多相互竞争或冗余活动产生的干扰和碎片化。资助者之间更好的协调将有助于确保产生最大影响并有效利用稀缺资源。其次,使用者和制定者对衡量标准标准化的重视有时可能与创新和灵活性的需求相冲突。儿童健康质量领袖需要应对标准化与创新之间的这种紧张关系,以在两者的益处之间保持适当平衡。最后,确定的许多障碍并非儿童保健所独有。儿童健康质量领袖需要确定在何种程度上他们克服这些障碍的努力可以独立成功开展,而不是与关注医疗保健系统中其他人群和部门的团体协同进行。

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