Griebsch Ingolf, Coast Joanna, Brown Jackie
MRC Health Services Research Collaboration, Department of Social Medicine, University of Bristol, Whiteladies Road, Bristol BS8 2PR, United Kingdom.
Pediatrics. 2005 May;115(5):e600-14. doi: 10.1542/peds.2004-2127.
Cost-utility analysis in which health benefits are quantified in terms of quality-adjusted life-years (QALYs) has now become the standard type of cost-effectiveness analysis. These studies are potentially influential in determining the extent of funding for particular pediatric interventions, and so their methodologic quality is extremely important. The objective of this study was twofold: first, to critically appraise published cost-utility analyses of interventions in child and adolescent health care in terms of the methods used to derive QALYs and, second, to discuss unresolved methodologic issues that are pertinent to the measurement of QALYs in pediatric populations.
A comprehensive search using computerized databases (including Medline, Embase, Econlit, and databases specific to economic evaluation), Web searches, and citation tracking was undertaken to identify cost-utility studies of interventions that were aimed at those who were younger than 16 years and published before April 2004. The methods of individual studies were compared with the recognized published guidelines of the US Panel on Cost-Effectiveness in Health and Medicine and the National Institute for Clinical Excellence in England and Wales, which recommend the use of a generic health state classification system (eg, Health Utility Index, EuroQol-5D), a choice-based valuation method (eg, standard gamble or time trade-off) and preferences of the general public in estimating QALYs. Studies therefore were categorized and evaluated according to the methods used to describe the health state, the valuation technique, and source of preferences.
Fifty-four studies were reviewed, 34 (63%) of which were published in the past 5 years. A generic health status classification instrument was used in 22 (35%) cases; the remainder developed study-specific health state descriptions or elicited preferences directly from patients or proxies. In 3 (5%) cases, sources were unclear. Preference weights were elicited using choice-based techniques in 28 (42%) cases, either as tariffs for health status classification instruments (17 cases) or by directly valuing health state descriptions or patient health (11 cases). Preferences of the general public were used in only 23 (37%) cases. Four studies aggregated QALYs for mother/child or parents/child pairs without giving any theoretical justification. Although there was an increasing tendency for studies to use generic health status classification instruments, choice-based methods, and preferences of the general public, the majority of studies still did not adhere to these standard recommendations even in the period between January 2000 and March 2004. Despite increasing standardization in the methods advocated for economic evaluation over the past 10 years, there remains extensive variation in the actual methods used by researchers to calculate QALYs for children and adolescents. It is unclear whether these results suggest poor practice or a set of positive (or reactive) choices made by analysts in a methodologically uncertain area in which specific guidance is lacking regarding how to address the complexities of pediatric outcomes within the QALY framework. Many aspects of QALY measurement in children are not yet fully developed. In particular, there is (1) a lack of appropriate health state classification instruments that take account of the dynamics of child development, (2) a lack of health state classification instruments for use in children and infants who are younger than 5 years, and (3) the need to understand fully the role of proxies for measuring and valuing child health. Additional research efforts are also required to develop methods that account for the health benefits of parents or caregivers of the child and to consider the implications of combining different forms of utility measurement in childhood and adulthood.
Although variations from standard recommendations may be attributable to poor practice among researchers who are either unaware of these recommendations or choose not to follow them, they could equally be the result of attempts to make research more rigorous and more defensible than it might be if the standard recommendations were followed. There are 4 potential approaches to conducting cost-utility analysis in pediatric populations: (1) the explicit development of a generic instrument designed to be applicable across both child and adult populations (likely to be difficult in practice), (2) insistence on use of a generic instrument developed for adults, (3) the use of generic instruments specifically developed for children without being concerned about comparability with interventions aimed at adults, and (4) abandoning attempts to use single outcome measures that combine mortality with quality weights. In the absence of a clear way forward, it is suggested that an expert panel be convened to debate and further consider these potential solutions and recommendations for best practice and future research. In the interim, comparisons of the relative cost-effectiveness reported as cost per QALY gained across interventions for different diseases and populations should be treated with extreme caution.
成本效用分析,即将健康效益按质量调整生命年(QALYs)进行量化,现已成为成本效益分析的标准类型。这些研究在确定特定儿科干预措施的资金投入规模方面可能具有影响力,因此其方法学质量极为重要。本研究的目的有两个:其一,依据用于推导QALYs的方法,严格评估已发表的关于儿童和青少年医疗保健干预措施的成本效用分析;其二,讨论与儿科人群QALYs测量相关的未解决的方法学问题。
利用计算机数据库(包括医学索引数据库、荷兰医学文摘数据库、经济文献数据库以及特定的经济评估数据库)、网络搜索以及引文追踪进行全面检索,以识别针对16岁以下人群且于2004年4月之前发表的干预措施的成本效用研究。将各项研究的方法与美国卫生与医学成本效益小组以及英格兰和威尔士国家临床优化研究所认可的已发表指南进行比较,这些指南建议使用通用健康状态分类系统(如健康效用指数、欧洲五维健康量表)、基于选择的估值方法(如标准博弈法或时间权衡法)以及普通公众的偏好来估算QALYs。因此,根据用于描述健康状态的方法、估值技术以及偏好来源对研究进行分类和评估。
共审查了54项研究,其中34项(63%)是在过去5年发表的。22项(35%)研究使用了通用健康状态分类工具;其余研究则制定了特定研究的健康状态描述,或直接从患者或代理人处获取偏好。3项(5%)研究的来源不明确。28项(42%)研究使用基于选择的技术得出偏好权重,其中17项将其作为健康状态分类工具的价目表,11项则直接对健康状态描述或患者健康进行估值。仅23项(37%)研究使用了普通公众的偏好。4项研究对母婴或亲子对的QALYs进行了汇总,但未给出任何理论依据。尽管研究使用通用健康状态分类工具、基于选择的方法以及普通公众偏好的趋势在增加,但即使在2000年1月至2004年3月期间,大多数研究仍未遵循这些标准建议。尽管在过去10年中经济评估所倡导的方法日益标准化,但研究人员用于计算儿童和青少年QALYs的实际方法仍存在广泛差异。尚不清楚这些结果表明做法欠佳,还是分析人员在一个方法学上不确定的领域做出的一系列积极(或应对性)选择,在该领域缺乏关于如何在QALY框架内处理儿科结局复杂性的具体指导。儿童QALY测量的许多方面尚未充分发展。特别是,存在以下问题:(1)缺乏考虑儿童发育动态的适当健康状态分类工具;(2)缺乏用于5岁以下儿童和婴儿的健康状态分类工具;(3)需要充分理解代理人在测量和评估儿童健康方面的作用。还需要进一步开展研究工作,以开发考虑儿童父母或照料者健康效益的方法,并考虑在儿童期和成年期结合不同形式效用测量的影响。
尽管与标准建议的差异可能归因于研究人员中存在的不良做法,他们要么不了解这些建议,要么选择不遵循这些建议,但这些差异同样可能是为使研究比遵循标准建议时更严谨、更具说服力而做出的尝试的结果。在儿科人群中进行成本效用分析有4种潜在方法:(1)明确开发一种适用于儿童和成人人群的通用工具(在实践中可能很难);(2)坚持使用为成人开发的通用工具;(3)使用专门为儿童开发的通用工具,而不考虑与针对成人的干预措施的可比性;(4)放弃使用将死亡率与质量权重相结合的单一结局测量方法。在没有明确前进方向的情况下,建议召集一个专家小组来辩论并进一步考虑这些潜在解决方案以及关于最佳实践和未来研究的建议。在此期间,对于不同疾病和人群的干预措施所报告的每获得一个QALY的相对成本效益进行比较时应极其谨慎。